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A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty

A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty

Name: A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty
Brand: Law Brief Publishing
SKU: 9781916698444
Price: 839.86 HKD
Availability: InStock
Author: Robert Bell
ISBN: 9781916698444

By Robert Bell

Law Brief Publishing September 2024

Specifications

ISBN-13: 9781916698444
Publisher: Law Brief Publishing
Publication: September 2024
Format: Paperback
Jurisdiction: U.K. ? Countri(es) for reference only

Details

The Consumer Duty is the biggest regulatory change affecting financial services firms in recent years. The Duty strikes at the very core of firms, their culture and ethics, making them look at their products and services differently.

Navigating the complexity of the requirements is challenging, especially when coupled with sometimes vague expectations. A practitioner’s guide, this book takes the reader through those challenges, using a range of examples and regulatory feedback to demonstrate what’s expected whilst painting a picture of the required product governance framework.

Chapter 1 – Introduction

Chapter 2 – Definitions

Chapter 3 – Product Governance

Chapter 4 – Cross-Cutting Rules

Chapter 5 – Product Approvals: Manufacturers

Chapter 6 – Fair Value Assessments: Manufacturers

Chapter 7 – Product Reviews: Open Manufacturers

Chapter 8 – Product Reviews: Closed Manufacturers

Chapter 9 – Consumer Understanding Outcome

Chapter 10 – Consumer Support Outcome

Chapter 11 – Outcome Monitoring

Chapter 12 – Governance and Culture