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A Practitioner's Guide to MiFID II, 3rd Edition

A Practitioner's Guide to MiFID II, 3rd Edition

Author: Jonathan Herbst
Publisher: Sweet & Maxwell U.K.
ISBN: 9780414065727

Previous Edition ISBN: 9780414026858
Published In: February 2018
Format: Paperback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

List Price: HKD 3,036.00

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Description
Contents
Author

Details

A Practitioners Guide to MiFID II provides details about MiFID II and MiFIR and the changes they make to MiFID. It is designed to provide an overview of the key provisions of MiFID II and MiFIR and examines the UK’s implementation enabling financial services practitioners to navigate the complex new regime.

The new 3rd edition:

A complete practitioner’s guide detailing the provisions and impact of the Markets in Financial Instruments Directive (MiFID) II coming into force on 3rd January 2018. MiFID II includes a revised MiFID and a new Markets in Financial Instruments Regulation (MiFIR)
Provides an overview of the key regulatory provisions of MiFID II and MiFIR and their impact on the financial services industry
Reflects all the changes and extensions brought about by MiFID II
How the revised directive will impact firms and how they need to prepare for its implementation on 3 January 2018
How MiFID II interacts with other European and UK level legislation
Examines the definition of commodity derivatives
Evaluates the organisational requirements placed on investment firms and credit institutions
Considers the general principles in relation to client information
Examines the provisions that set out requirements for third country investment firms wishing to do business in the EU

Chapter 1. Introduction
Jonathan Herbst

Chapter 2 Scope, Authorisation and Passporting
Simon Crown, Clifford Chance

Chapter 3 Overview of Organisational and Conduct of Business Requirements
Arun Srivastava, Baker & McKenzie

Chapter 4 Conduct of Business Standards – Organisational Requirements
Michael Raffan, Freshfields

Chapter 5 Conduct of Business - fair dealing with clients
James Perry, Ashurst

Chapter 6 Conduct of Business Standards - best execution
Dick Frase, Dechert

Chapter 7 Conduct of Business Standards - information requirements
Karen Anderson and Clive Cunningham, Herbert Smith

Chapter 8 Transparency and transaction reporting standards
Stuart Willey, White & Case

Chapter 9 Regulated Markets and MTFs
James Smethurst, Freshfields

Chapter 10 Commodities Derivatives
Jonathan Herbst, Simon Lovegrove, Norton Rose
Mark Woodward, ICE Futures

Jonathan Herbst (consultant editor)

Jonathan Herbst has been a partner in the financial services group at Norton Rose since October 2002 and was previously head of European law at the Financial Services Authority. He is one of the UK’s leading financial services lawyers, and has previously written for other City Library practitioners’ guides.

The contributing authors include several of the best known names in financial services law and regulation in the UK. They include:

Chris Bates (Clifford Chance)
Michael Raffan (Freshfields)
Stuart Willey (White & Case)
Dick Frase (Dechert)
Arun Srivastava (Baker & McKenzie)