Banking / Finance

A Practitioner's Guide to The AIM Rules, 8th Edition

By Tom Nicholls
Sweet & Maxwell U.K. October 2020

Specifications

ISBN-13
9780414077249
Publisher
Sweet & Maxwell U.K.
Publication
October 2020
Format
Paperback , 432 pages
Jurisdiction
International ? Countri(es) for reference only

Details

A Practitioner’s Guide to the AIM Rules is the established leading guide for senior management in AIM listed companies and those seeking to list, and their professional advisers. It provides a clear, comprehensive and practical approach to the requirements behind an AIM listing and the ongoing obligations.
 
This 8th edition has been updated in respect of MAR, MIFID II, the Prospectus Regime (AIM56 Notice) and AIM AIM57 Notice, as well as, of course, all other developments that have occurred since the last edition. New for this edition is also the inclusion of the AIM Rules themselves.
 
Key Features:
  • Provides a clear, comprehensive and practical approach to the requirements behind an AIM listing
  • Gives detailed guidance on the admission procedures and continuing obligations
  • Includes separate chapters on the roles of the solicitor, accountant and nominated adviser (Nomad)
  • Sets out the statutory framework
  • Gives important and fully updated guidance on corporate governance and the duties of directors
  • Looks at the broker and trading rules
  • Covers settlement arrangements (CREST)
  • Updated coverage of tax issues
  • Discusses the impact of FCA enforcement actions against AIM listed companies
  • Includes an introductory chapter from the Head of AIM, providing an overview of the market
  • Includes extensive model forms and documentation
  • The leading text covering the junior market of the London Stock Exchange, written by a team of renowned practitioners

Table of Contents

Chapter 1: AIM
Chapter 2: An Overview of the AIM Rules, Eligible Companies, their Directors and the Role of Exchanges
Chapter 3: Role of the Nominated Adviser
Chapter 4: The Role of the Accountant
Chapter 5: The Role of the Solicitor
Chapter 6: The Statutory Framework
Chapter 7: The Admission Document and the Application Procedure
Chapter 8: Continuing Obligations and Transactions
Chapter 9: Directors’ Dealings and Corporate Governance
Chapter 10: Fund structures
Chapter 11: The Tax Regime
Chapter 12 The Broker and the Trading Rules
Chapter 13: Overseas Companies on AIM
Chapter 14: US Companies
Chapter 15: Settlement Arrangements – CREST
Appendices: the AIM Rules.

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