A Practitioner's Guide to the FCA Listing Regime 2013/2014, 26th Edition

Banking / Finance

A Practitioner's Guide to the FCA Listing Regime 2013/2014, 26th Edition

Edited by Toby Wallis · Arman Fallah · Lucy Fergusson · Simon Thomas
Sweet & Maxwell U.K. August 2013

Specifications

ISBN-13
9780414028364
Publisher
Sweet & Maxwell U.K.
Publication
August 2013
Format
Paperback , 480 pages
Jurisdiction
U.K. ? Countri(es) for reference only

Details

A Practitioner's Guide to the Listing Regime provides the definitive annual guide to the Listing, Prospectus and Disclosure and Transparency Rules.

The 2013/2014 edition:

  • presents introductions to the rulebooks and statutory framework
  • examines in detail the requirements of the Rules so that compliance is fully met
  • Explains the statutory framework in within which the listing regime sits
  • Covers the continuing obligations of a company once listed
  • Looks at overseas companies, investment entities, debt and specialist securities and mineral companies, and how these are treated differently from other entities
  • Deals with important changes to the Disclosure and Transparency Rules

Table of Contents

  1. The Listing Rules.
  2. The Statutory Framework for Listing.
  3. Application Procedureand Publication of Prospectuses.
  4. Contents of Prospectuses.
  5. Financial Information.
  6. Continuing Obligations.
  7. Significant Transactions and Related Party Transactions.
  8. Overseas Companies, Investment Entities, Debt and Specialist Securities, and Mineral Companies.
Out of stock
This title is currently unavailable for purchase.
New Edition is available now !
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Save

Recommended

You may also be interested in these books:

More titles from Banking / Finance

View all
Can Banks Still Keep a Secret?: Bank Secrecy in Financial Centres Around the World
Cambridge University Press

Can Banks Still Keep a Secret?: Bank Secrecy in Financial Centres Around the World

Sandra Booysen; Dora Neo
HKD 1,059.24
Compliance Officer Bulletin
Sweet & Maxwell U.K.

Compliance Officer Bulletin

Effective Legal Protection in Banking Supervision
Europa Law Publishing

Effective Legal Protection in Banking Supervision

Laura Wissink
HKD 1,037.40
A Research Agenda for Law, Finance and the Environment New
Edward Elgar Publishing

A Research Agenda for Law, Finance and the Environment

Megan Bowman; Laura Mai
HKD 1,513.20
Credit Risk Management & Basel II
Risk Books

Credit Risk Management & Basel II

Mohan Bhatia
HKD 1,534.50
Getting the Deal Through: Fund Management 2018
Getting the Deal Through

Getting the Deal Through: Fund Management 2018

Bry Chegwidden; Michelle Moran