A Practitioner's Guide to the FCA Listing Regime 2013/2014, 26th Edition

Banking / Finance

A Practitioner's Guide to the FCA Listing Regime 2013/2014, 26th Edition

Edited by Toby Wallis · Arman Fallah · Lucy Fergusson · Simon Thomas
Sweet & Maxwell U.K. August 2013

Specifications

ISBN-13
9780414028364
Publisher
Sweet & Maxwell U.K.
Publication
August 2013
Format
Paperback , 480 pages
Jurisdiction
U.K. ? Countri(es) for reference only

Details

A Practitioner's Guide to the Listing Regime provides the definitive annual guide to the Listing, Prospectus and Disclosure and Transparency Rules.

The 2013/2014 edition:

  • presents introductions to the rulebooks and statutory framework
  • examines in detail the requirements of the Rules so that compliance is fully met
  • Explains the statutory framework in within which the listing regime sits
  • Covers the continuing obligations of a company once listed
  • Looks at overseas companies, investment entities, debt and specialist securities and mineral companies, and how these are treated differently from other entities
  • Deals with important changes to the Disclosure and Transparency Rules

Table of Contents

  1. The Listing Rules.
  2. The Statutory Framework for Listing.
  3. Application Procedureand Publication of Prospectuses.
  4. Contents of Prospectuses.
  5. Financial Information.
  6. Continuing Obligations.
  7. Significant Transactions and Related Party Transactions.
  8. Overseas Companies, Investment Entities, Debt and Specialist Securities, and Mineral Companies.
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