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A Practitioner's Guide to the FCA Listing Regime 2013/2014, 26th Edition

A Practitioner's Guide to the FCA Listing Regime 2013/2014, 26th Edition

  • Author:
  • Publisher: Sweet & Maxwell U.K.
  • ISBN: 9780414028364
  • Published In: August 2013
  • Format: Paperback , 480 pages
  • Jurisdiction: U.K. ? Disclaimer:
    Countri(es) stated herein are used as reference only
New Edition is available now !
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  • Description 
  • Contents 

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A Practitioner's Guide to the Listing Regime provides the definitive annual guide to the Listing, Prospectus and Disclosure and Transparency Rules.

The 2013/2014 edition:

  • presents introductions to the rulebooks and statutory framework
  • examines in detail the requirements of the Rules so that compliance is fully met
  • Explains the statutory framework in within which the listing regime sits
  • Covers the continuing obligations of a company once listed
  • Looks at overseas companies, investment entities, debt and specialist securities and mineral companies, and how these are treated differently from other entities
  • Deals with important changes to the Disclosure and Transparency Rules
  1. The Listing Rules.
  2. The Statutory Framework for Listing.
  3. Application Procedureand Publication of Prospectuses.
  4. Contents of Prospectuses.
  5. Financial Information.
  6. Continuing Obligations.
  7. Significant Transactions and Related Party Transactions.
  8. Overseas Companies, Investment Entities, Debt and Specialist Securities, and Mineral Companies.

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