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A Practitioner's Guide to the FCA Listing Regime 2019/2020

A Practitioner's Guide to the FCA Listing Regime 2019/2020

Author: Toby Wallis; Arman Fallah; Lucy Fergusson; Simon Thomas
Publisher: Sweet & Maxwell U.K.
ISBN: 9780414071704

Previous Edition ISBN: 9780414069152
Published In: November 2019
Format: Paperback , 483 pages
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

List Price: HKD 2,340.00

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Description
Contents

Details

This title is the definitive, annual guide to the requirements of the Listing, Prospectus, and Disclosure and Transparency Rules. It offers practical guidance on the eligibility criteria and continued obligations for listing on the London Stock Exchange. The disclosure requirements and the contents, approval and publication of prospectuses are also covered.

The 2018-19 edition has been fully updated to cover all Listing Regime developments since publication of the previous edition. Specifically, this new edition includes detailed analysis of the EU Prospectus Regulation (EU 2017/1129) (the “New Prospectus Regulation”) which came into force on 20 July 2017 and applies from 21 July 2019; an update on the FCA Policy Statement (PS 17/23) and the FCA Policy Statement (PS 17/22).

Key features:

Provides the definitive, annual guide to the requirements of the FCA’s Listing, Prospectus and Disclosure and Transparency Rules
Includes an introductory chapter from the head of the UKLA, and contributions from some of the foremost experts in the field
Presents introductions to the three rulebooks and statutory framework, before going on to examine their requirements in detail
Discusses in detail the Listing Rules set out by the UKLA
Examines the statutory framework within which the listing regime sits
Explains the procedure for submitting an application
Sets out the requirements for publishing a prospectus, as well as the guidelines for the form it must follow and required contents
Describes the financial information you need to disclose Sets out the continuing obligations of a company once listed
Covers the requirements relating to significant transactions and related party transactions
Looks at overseas companies, investment entities, debt and specialist securities and mineral companies, and how these are treated differently to other entities
Written by contributors from Allen & Overy, Clifford Chance, King & Wood Mallesons, KMPG, Linklaters, Norton Rose and Simmons & Simmons

Chapter 1: The FCA Listing Rules
Toby Wallis and Amy Smith, UKLA
Chapter 2: The Statutory Framework for Listing
Lucy Fergusson, Linklaters LLP
Chapter 3: Application Procedure and Publication of Prospectuses
Simon Thomas, Clifford Chance LLP
Chapter 4: Contents of Prospectuses
John Papanichola, Slaughter and May
Chapter 5: Financial Information
Linda Main, KPMG LLP
Chapter 6: Continuing Obligations
Richard May, Fried Frank
Chapter 7: Significant Transactions and Related Party Transactions
Chris Horton, Simmons & Simmons LLP
Chapter 8: Overseas Companies, Investment Entities, Debt and Specialist Securities and Mineral Companies
Simon FT Cox, Norton Rose LLP