A Practitioner's Guide to the FSA Handbook (5th edition)
Look inside

Banking / Finance

A Practitioner's Guide to the FSA Handbook (5th edition)

By Ruth Fox
Sweet & Maxwell U.K. March 2008

Specifications

ISBN-13
9781905121250
Publisher
Sweet & Maxwell U.K.
Publication
March 2008
Format
Paperback
Jurisdiction
U.K. ? Countri(es) for reference only

Details

  • Provides a single point of reference to the main regulation of the FSA Handbook and quick and easy clarification of the rules
  • Follows closely the structure of the Handbook for quick and easy access to the interpretation and comment provided by the team of contributors
  • Takes account of the implementation of the Markets in Financial Instruments Directive (MiFID) and its far-reaching changes to the financial services environment

Table of Contents

 

  • The Role and Statutory Powers of the FSA
  • The FSA's High Level Principles
  • The Approved Persons Regime, Training and Competence
  • Prudential Rules and Guidance - Harmonisation and Differentiation
  • Conduct of Business
  • Market Conduct and Market Abuse Regime
  • Money Laundering
  • Authorisation and Supervision Processes
  • Discipline and Enforcement
  • Consumer Relations: Complaints and Compensation

About the Author

 Ruth Fox, Slaughter and May

Out of stock
This title is currently unavailable for purchase.
New Edition is available now !
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Save

Recommended

You may also be interested in these books:

More titles from Banking / Finance

View all
Private Lending in China: Practice, Law, and Regulation of Shadow Banking and Alternative Finance
Routledge

Private Lending in China: Practice, Law, and Regulation of Shadow Banking and Alternative Finance

Lerong Lu
HKD 731.25
Principles of International Investment Law, 3rd Edition
Oxford University Press

Principles of International Investment Law, 3rd Edition

Rudolf Dolzer; Christoph Schreuer
HKD 819.65
The EU Law of Payments Pre-order
Edward Elgar Publishing

The EU Law of Payments

Phoebus L. Athanassiou
HKD 2,275.00
A Practical Guide To Financial Ombudsman Service Claims 2nd ed
Law Brief Publishing

A Practical Guide To Financial Ombudsman Service Claims 2nd ed

Adam Temple; Devon Airey
HKD 839.86
The Law of International Financial Institutions
Oxford University Press

The Law of International Financial Institutions

Daniel D. Bradlow
HKD 352.95
Market Manipulation and Insider Trading
Hart Publishing

Market Manipulation and Insider Trading

Nicholas Ryder; Ester Herlin-Karnell
HKD 441.22