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A Practitioner's Guide to the FSA Handbook (5th edition)

A Practitioner's Guide to the FSA Handbook (5th edition)

A Practitioner's Guide to the FSA Handbook (5th edition)

Author: Ruth Fox
Publisher: Sweet & Maxwell U.K.
ISBN: 9781905121250
Published In: March 2008
Format: Paperback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

New Edition is available now !

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Description
Contents
Author

Details

Provides a single point of reference to the main regulation of the FSA Handbook and quick and easy clarification of the rules
Follows closely the structure of the Handbook for quick and easy access to the interpretation and comment provided by the team of contributors
Takes account of the implementation of the Markets in Financial Instruments Directive (MiFID) and its far-reaching changes to the financial services environment

The Role and Statutory Powers of the FSA
The FSA's High Level Principles
The Approved Persons Regime, Training and Competence
Prudential Rules and Guidance - Harmonisation and Differentiation
Conduct of Business
Market Conduct and Market Abuse Regime
Money Laundering
Authorisation and Supervision Processes
Discipline and Enforcement
Consumer Relations: Complaints and Compensation

Ruth Fox, Slaughter and May

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