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A Practitioner's Guide to The FSA Regulation of Banking, 2nd Edition

A Practitioner's Guide to The FSA Regulation of Banking, 2nd Edition

Name: A Practitioner's Guide to The FSA Regulation of Banking, 2nd Edition
Brand: Sweet & Maxwell U.K.
SKU: 9781905121045
Price: 1338.60 HKD
Availability: OutOfStock
Author: John Tattersall
ISBN: 9781905121045

By John Tattersall

Sweet & Maxwell U.K. September 2006

Specifications

ISBN-13: 9781905121045
Publisher: Sweet & Maxwell U.K.
Publication: September 2006
Format: Paperback
Jurisdiction: U.K. ? Countri(es) for reference only

Details

Since the first edition of A Practitioner's Guide to The FSA Regulation of Banking was published, the regulatory environment in which the banking sector operates has been continually evolving. The impact of the Basel 2 Accord and EU directives on money laundering, market abuse and markets in financial instruments, together with the conclusion of the FSA's enforcement review, means that banks now operate in a completely changed regulatory environment.

This title focuses on the impact of these changes on the FSA's risk-based approach to regulation and assesses the impact they will have on the way banks are managed on a day-to-day basis. It examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing detailed commentary on authorisation and supervision process.

The Legislation (Banking Act 1987 and FSMA 2000)
Interaction Between FSA Regulation and International Bodies: The European Commission and the Basel Group of Banking Supervisors
The FSA's Approach to the Supervision of Banks
Senior Management Responsibilities and Approved Persons
Risk Assessment - Market Risk and Interest Rate Risk
Credit Risk Under the UK Supervisory Regime
Operational Risk Management: A Practical Approach and the Regulatory Implications
Risk Assessment - Liquidity Risk
Prudential Regulation of Banks under the FSMA
The Authorisation Process
The Supervision Process
The FSA's Powers of Enforcement
Prevention of Money Laundering
Financial Regulation and Systemic Stability