A Practitioner's Guide to The FSA Regulation of Banking, 2nd Edition

Banking / Finance

A Practitioner's Guide to The FSA Regulation of Banking, 2nd Edition

By John Tattersall
Sweet & Maxwell U.K. September 2006

Specifications

ISBN-13
9781905121045
Publisher
Sweet & Maxwell U.K.
Publication
September 2006
Format
Paperback
Jurisdiction
U.K. ? Countri(es) for reference only

Details

Since the first edition of A Practitioner's Guide to The FSA Regulation of Banking was published, the regulatory environment in which the banking sector operates has been continually evolving. The impact of the Basel 2 Accord and EU directives on money laundering, market abuse and markets in financial instruments, together with the conclusion of the FSA's enforcement review, means that banks now operate in a completely changed regulatory environment.

This title focuses on the impact of these changes on the FSA's risk-based approach to regulation and assesses the impact they will have on the way banks are managed on a day-to-day basis. It examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing detailed commentary on authorisation and supervision process.

Table of Contents

  • The Legislation (Banking Act 1987 and FSMA 2000)
  • Interaction Between FSA Regulation and International Bodies: The European Commission and the Basel Group of Banking Supervisors
  • The FSA's Approach to the Supervision of Banks
  • Senior Management Responsibilities and Approved Persons
  • Risk Assessment - Market Risk and Interest Rate Risk
  • Credit Risk Under the UK Supervisory Regime
  • Operational Risk Management: A Practical Approach and the Regulatory Implications
  • Risk Assessment - Liquidity Risk
  • Prudential Regulation of Banks under the FSMA
  • The Authorisation Process
  • The Supervision Process
  • The FSA's Powers of Enforcement
  • Prevention of Money Laundering
  • Financial Regulation and Systemic Stability
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