金融合规实务模块 (威科先行 AI+ 中国法律)
金融合规实务模块深度聚焦银行、保险、证券、基金、金融科技、信托、期货、外汇、融资租赁、反洗钱等领域，分设监管速递、行政处罚、行政监管、政策解读、智能图表、智能决策、清单助手、文书模板等栏目，将先进的生成式人工智能技术与高质量的数据库内容进行结合，以大资管视野助力金融企业高效破解合规压力，精准准备合规方案。
客戶如需加訂閱 add-on 模块，須同時訂閱主數據庫 <威科先行 AI+ 中国法律> 才能配合这个模块一起使用, 信息库有两个不同版本可供选择:
- 中文专业版
- 双语专业版
(不同版本包含不同内容, 请按此比较内容区别)
免费试用, 请发请求到 [email protected]
*** 请输入优惠码 “CHINALAW1015" 享受优惠折扣 ***
产品亮点——聚焦金融行业法律合规实务的智能型产品
聚焦 9 大金融领域，提供一站式、全视角信息内容服务
搭载生成式 AI 技术，合规智答，秒级溯源，助力金融合规实务问题高效解决
该工具利用生成式 AI技术，基于威科先行法律信息库在金融合规实务领域海量专业实操内容积淀，支持自然语言提问，并提供准确的答案和可追溯的文件链接。
- 对话式自然语言交互
- 金融领域高质量语料来源
- 内容智筛与深度推理分析
- 提供答案 + 专业数据溯源
关注合规风险，及时收录监管数据，搭载可视化分析技术，助力把握监管口径
优势资源——专家智库与技术赋能，打造深度内容生态
【新规速递·权威解读】
监管新规政策发布后及时推出权威解读，同步上线全景专题分析，帮助企业第一时间掌握合规要点，抢占应对先机。
【热点深挖·趋势预判】
聚焦行业关注焦点与新兴领域，通过多维调研，引入专家智慧，输出前瞻性解决方案，助力企业突破合规盲区。
【实务指南·智胜之道】
邀请行业资深专家撰写体系化实务指南，话题聚焦行业热点、难点，提供权威、专业的法律观点和实务建议，为企业提供从风险预警到落地执行的全链路指引。
【监管动态·周周精粹】
每日跟踪监管动态，汇总一周新规、监管动态、重点处罚、精选解读等数据，经专业团队提炼形成金融合规精华周报，15 分钟纵览政策风向，节省 80% 信息筛选时间。
【云端培训·合规必修】
整合威科专家智库资源，对线下实务研讨、线上讲座等全渠道视频内容进行结构化处理，打造覆盖金融重点领域的云端合规课程库。助力企业构建标准化培训体系，同步赋能员工利用碎片化时间完成学习，实现合规意识渗透与业务能力进阶的双效提升。
【智能工具·速读引擎】
以便捷、易用的图表、流程图形式智能呈现核心信息，化繁为简，一键获得目标信息。
智能图表
通过挖掘行政处罚案例，以智能检索和图表化方式提取合规风险点，包括但不限于：
商业银行理财合规风险指引
本智能图表对银保监会近年来对银行理财业务的行政处罚案例进行了细化、分析与整理，通过提取当下银行理财面临的合规风险点，分门别类，以违规行为对应处罚案例，以期为银行理财合规实务工作提供高效助力。关键词 : 商业银行 理财 处 ...
反洗钱合规风险识别与防范指引
本智能图表是在反洗钱严监管背景下，顺应时势，汇总梳理反洗钱相关行政处罚，根据反洗钱违规行为，对应不同金融机构，分门别类整理反洗钱行政处罚案例，以期为合规人员提供有益参考。
智能决策
以决策树的形式对金融领域内不同业务可能遇到的违规风险进行提示，并给出处罚案例与相关专家解读，为合规人员自查业务风险点提供助力，包括不限于：
清单助手
遵循清单式的工作流程，对合规工作中所需要的政策要点、材料准备、流程进行了清单式整理，以此助力金融合规工作更简单、更高效、更有序！示例如：
- 【清单助手】2024 公司债券法律尽职调查清单
- 【清单助手】公募基金管理公司设立申请材料目录清单
- 【清单助手】不良资产收购后债权档案及文件交接清单
- 【清单助手】财务尽调的法律使用清单
- 【清单助手】保险资金投资集合信托计划核查要点清单
威科先行·AI+ 中国法律
威科先行 AI+ 中国法律 是威科集团依托丰富的全球服务经验，为法律专业人士提供的整体信息解决方案。该数据库以卓越的技术实力，联合资深专家团队打造，集法规、案例、解读、工具、问答、法律速递、实务模块等为一体, 为您精准决策、高效工作提供强大支持。
小威AI+: (AI 功能示范):
法律检索: (功能示范):
Add-on Module: Finance Compliance Practice (Wolters Kluwer AI+ China Law)
Wolters Kluwer AI+ China Law launched Finance Compliance Vertical Database to target legal services related to banking, insurance, securities, fund, financial technology, trust, futures, foreign exchange, financial leasing and anti-money laundering. With a series of columns like regulatory express, administrative punishment, administrative regulation, expert interpretations, smart diagrams, smart decision-making, list assistant and template documents, the database offers a broad perspective for financial companies to make compliance plans and meet compliance requirements.
Customers who wish to subscribe to the add-on modules must also subscribe to the main database 'Wolters Kluwer AI+ China Law' to access the content. The main database is available in two versions:
- Chinese Professional Version
- Bilingual Professional Version
(The different versions include varying content., please click here to compare the differences)
Get a FREE trial, send request to [email protected]
*** Please enter discount code “CHINALAW1015" to enjoy special discount ***
Customers Value
Provide panoramic information:
Cover legal services related to banking, insurance, securities, fund, financial technology, trust, futures, foreign exchange, financial leasing and anti-money laundering and provide one-stop panoramic information services.
Bilingual support to enhance work efficiency:
We provide bilingual translations for important news, laws and regulations, to reduce time and increase efficiency for regulatory compliance.
You can get access to such information through our mobile app:
Wolters Kluwer app’s financial vertical compliance database offers massive data, and allows legal professionals serving the financial industry to search information they need and finish compliance work in an efficient manner.
Real-time regulatory development:
We update regulatory development in the financial industry on a daily basis and send daily updates and weekly newsletters to help customers observe regulatory development and meet compliance requirements.
Visualized function makes regulatory information more straightforward:
We collect all letters of administrative punishment, and conduct visualized analysis from multiple dimensions to display regulatory information in vivid diagrams
Expert wisdom makes compliance a easier job to do:
We invite industry experts to discuss hot financial issues, provide professional solutions to resolve your risks.
Core information
Expert interpretations
We collect articles, special columns and practice guides wrote by senior lawyers and corporate legal counsels to discuss hot and complicated issues, convey their professional legal opinions and suggestions and help you address practical problems and draft reasonable compliance plans.
Case comment & analysis
We collect remarks and analytical articles written by lawyers about significant cases and typical cases, to understand the development trend of judicial practices and provide valuable reference for customers to address their practical problems.
Industry regulation
- Administrative punishment: We collect letters of administrative punishment issued by financial regulators, and get them updated every day to ensure data reliability.
- Visualized administrative punishment: We use visualized diagrams to analyze administrative punishments from the perspective of a dozen indicators like subject of punishment, punishing authority, reason of punishment and penalty amount to help customers understand punishment standards and avoid compliance risks.
- Administrative regulation: We collect administrative regulatory documents released by financial regulators to help you understand regulatory standards and avoid regulatory risks.
List assistant
We provide a list of compliance work procedures, including business procedures and documents, to streamline compliance work.
Latest legal news
We keep track of the latest market development, and update important financial laws, regulation, typical cases and regulatory development.
Smart diagrams
We analyzes cases of administrative punishment and identify compliance risks through smart searches and visualized diagrams, including but not limited to:
- Risk warning on capital market compliance practices
- Anti-money laundering compliance risk identification and prevention guidelines
- Commercial bank wealth management compliance risk guidelines
Template documents
Collect contracts non-contract documents released by lawyers, legal counsels and regulators to facilitate efficient completion of compliance work.
Expert Q&As
Collect business Q&As released by financial regulators and experts’ answers to common practical problems, to help users get targeted answers for their problems.
Smart decision-making
Remind customers of potential breaches in financial business and present cases of punishment and expert explanations to provide reference for compliance staff to examine their business risks.
