Law Banking / Finance

Advanced Introduction to U.S. Federal Securities Law

By Thomas Lee Hazen
Edward Elgar Publishing May 2022

Specifications

ISBN-13
9781802206265
Publisher
Edward Elgar Publishing
Publication
May 2022
Format
Paperback

Details

Covering all aspects of federal securities law, this Advanced Introduction provides an excellent understanding of how U.S. securities regulation works, particularly as this emerging area of law becomes more prevalent for those working or involved in general corporate and commercial practices. It examines the definition of securities and how modern investment opportunities may be subject to this regulation as well as the more traditional forms.

Key Features:

  • Providing up to date information on the latest developments in securities law
  • Presenting complex material in a clear and comprehensive format and defining key concepts
  • Thoroughly reviewing significant Supreme Court cases, alongside the noteworthy statues and Securities and Exchange Commission Rules

This informative book will be invaluable reading for practitioners and others engaged in the business and securities world looking for a detailed overview of U.S. securities law. It will also be a useful resource for lawyers, scholars, and policy advisors.

Table of Contents

Preface
1. Introduction and Scope of U.S. Securities Laws
2. Regulating Securities Distributions—Securities Act of 1933
3.
1933 Act Registration Exemptions
4.
1933 Act Liabilities
5.
1934 Act
6.
1934 Act Liabilities
7. Insider Trading
8. Market Regulation
9. The Trust Indenture Act of 1939
10. The Investment Company Act of 1940
11. The Investment Advisers Act of 1940
Index
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