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Anti-Money Laundering

Anti-Money Laundering

Author: Tim Gough
Publisher: Risk Books
ISBN: 9781904339786
Published In: December 2005
Format: Paperback
Jurisdiction: International ? Disclaimer:
Countri(es) stated herein are used as reference only

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An essential practical guide for compliance professionals, lawyers and regulatory consultants on how to implement a proportionate and effective anti-money laundering regime.

Focuses on how a system can be constructed to prevent firms from being used to further financial crime, and how to avoid regulatory penalties.

Looks at how firms can implement legislation, guidance, regulations and advice that has been released from a variety of sources, both national and international.

Contains practical guidance on the implementation of a compliance regime, rather than detailed descriptions of legislations or glamourised versions of the money laundering process.

Topics covered include:

Customer identification
The role of the money laundering reporting officer
Staff training and awareness
Internal reporting and reporting to the National Criminal Intelligence Service
Systems and controls to prevent money laundering
Keeping up-to-date with national and international developments in anti-money laundering

1. Dealing with Complex KYC

Ed Williamson

The Royal Bank of Scotland

2. Managing Global AML

John Flynn

Aviva

3. PoCA Issues

Dave Powers

Barclays

4. Managing AML Awareness and Training

Tim Gibson

Redtray Ltd.;

5. Role and Responsibilities of the MLRO

Jenny Esdaile and Shaun O’Leary

Huntswood Consulting

6. Local Management of AML Responsibilities

Chris Oldland

Zurich

7. Electronic Verification

John Cannon

Equifax

8. Risk-Based Approach

Nick Matthews

Deloitte

9. Managing Internal and External Reporting

Emma Hardaker

Deloitte

10. Healthchecking and Benchmarking your AML Regime

Tim Gough

The Royal Bank of Scotland

Tim Gough

Tim Gough is the Regional Head of Privacy and Information Risk for Europe and Asia at the Royal Bank of Canada. Prior to working at RBC, Tim worked for the Royal Bank of Scotland, and in the Governance and Regulation practice at Deloitte. Prior to working in the financial services industry, Tim spent a year as a graduate trainee at Macmillan publishers, working on academic politics and economics titles, and previously edited Anti-Money Laundering: A Guide for Financial Firms for Risk Books.

Tim is a member of the BBA Data Protection Panel and a committee member of the Data Protection Finance Group, and holds the ISEB Certificate in Data Protection.