Banking / Finance

Butterworths Securities and Financial Services Law Handbook, 13th edition

By Deborah A Sabalot
LexisNexis U.K. February 2012

Specifications

ISBN-13
9781405765794
Publisher
LexisNexis U.K.
Publication
February 2012
Format
Paperback
Jurisdiction
U.K. ? Countri(es) for reference only

Details

Butterworths Securities & Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry.

To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation.

All lawyers, compliance officers and regulators working in the financial services field will find that Butterworths Securities & Financial Services Law Handbook provides a portable, up-to-date and indispensable reference source.

New to Butterworths Securities and Financial Services Law Handbook 13th edition:

  • Undertakings for Collective Investment in Transferable Securities Regulations 2011
  • Electronic Money Regulations 2011
  • Investment Bank Special Administration Regulations 2011
  • Investment Bank Special Administration (England and Wales) Rules 2011
  • Investment Bank Special Administration (Scotland) Rules 2011
  • AIFM Directive
  • Open-Ended Investment Companies (Amendment) Regulations 2011

Table of Contents

Part I Financial Services and Markets Act 2000
Part II Other Acts
Part III Statutory Instruments
      A FSMA 2000 Commencement Orders
      B FSMA 2000 Statutory Instruments
      C Other Statutory Instruments
Part IV EU Materials
Part V Other materials
Appendix

About the Author

Consultant editor: Deborah A Sabalot BA, Dip Lib, M Lib, JD

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