Capital Markets Law and Data Regulation in the EU

Name: Capital Markets Law and Data Regulation in the EU
Brand: Edward Elgar Publishing
SKU: 9781035391950
Price: 2711.15 HKD
Availability: PreOrder
Author: Matteo Gargantini; Sergio Gilotta; Michele Siri
ISBN: 9781035391950

Edited by Matteo Gargantini · Sergio Gilotta · Michele Siri

Coming Soon Edward Elgar Publishing Available December 2026

Specifications

ISBN-13: 9781035391950
Publisher: Edward Elgar Publishing
Publication: December 2026
Format: Hardback
Jurisdiction: U.K. ? Countri(es) for reference only

Details

This authoritative book provides a thorough overview of the role of data and its governance in capital markets regulation. Leading experts demonstrate how proper data regulation contributes to the development of the European Savings and Investments Union (SIU) by enhancing regulatory efficiency and supporting effective enforcement.

Key Features:

Sets out how financial service providers use data to profile clients and financial products
Explores the legal framework for data vending by trading venues
Analyses the Capital Markets Union and SIU as tools for creating an integrated European capital market
Proposes that the creation of efficient data spaces in the EU will prove to be pivotal in advancing a unified capital market
Evaluates the implications of data regulation across issuer regulation, trading venues, financial intermediation, supervision and judicial adjudication in financial law disputes

Capital Markets Law and Data Regulation in the EU is a vital resource for legal practitioners and other professionals in the field of financial law and technology. Financial supervisors and EU policymakers will also benefit from its practice-oriented recommendations.

1.
European capital markets integration beyond regulatory harmonisation: the role of data governance 1: Matteo Gargantini; 2.
The Digital Finance Strategy and the CMU: the centrality of data 24: Eugenia Macchiavello; 3.
The European Single Access Point: a public data space for regulated information 50: Federica Cameli and Alessandro Pomelli; 4.
Structured data and capital markets integration 74: Eduardo J. Moral Prieto; 5.
Reliable data for sustainable finance: fixing the information supply chain 93: Sergio Gilotta, Luca Orciani, Francesco Vella and Federico Casolari; 6.
An EU National Market System? Pre- and post-trade transparency in the CMU 118: Apostolos Thomadakis; 7.
Transaction reporting and publication obligations under MiFIR and EMIR: are they fit for purpose? 146: Peter Krüger Andersen; 8.
Governance of order book data: the cross-market order book surveillance (CMOBS) mechanism 166: Chiara Rossetti and Sergio Gilotta; 9.
“Ich kann’s nicht fassen, nicht glauben”: markets’ datafication and SupTech (with a focus on market abuse) 189: Filippo Annunziata; 10.
Data regulation and conduct of business rules in client-facing automated investment services 213: Riccardo Ghetti; 11.
The protection of retail clients through the benchmarking of costs and performance 226: Barbara Alemanni and Michele Siri; 12.
Retail investor data sharing in the EU: enhancing investor protection and capital markets integration 246: Florence De Houwer and Veerle Colaert; 13.
The EU open finance proposal: towards higher integration of capital markets? 270: Eugerta Muçi and Irene Tagliamonte; 14.
GDPR and the evolution of digital finance: fostering or curbing capital markets integration? 291: Valentina Di Gregorio and Matteo Turci; 15.
The broadening scope of financial regulation: digital operational resilience and cloud computing 318: Leonardo Giani and Andrea Vetrone; 16.
Data governance models in the context of the AML/CFT framework: an analysis of customer due diligence 341: Andrea Minto; 17.
SupTech data-driven financial supervision in the EU: addressing institutional, semantic and technical barriers 359: Agnieszka Smoleńska, Giulia Ferraris, Martina Menegat and Malena Calissano; 18.
The circulation of information among NCAs and ESAs: the case of prospectuses 382: Stefan Euijen and Miroslava Scholten; 19.
The circulation of information between national competent authorities and courts 403: Giorgio Afferni and Edoardo Grossule; 20.
Judicial dialogue and the convergence of private enforcement: a missing link in European markets integration? 419: Marnix Wallinga; 21.
Natural language processing: can it support the creation of a truly European case law on capital markets? 443: Ignazio Gabriele Gucciardo; 22.
A European market for financial information? Some implications of data as “the new oil” 463: Matteo Gargantini and Michele Siri; 23.
The role of data in capital markets integration: beyond top-down legal harmonisation 481: Matteo Gargantini, Sergio Gilotta and Michele Siri