Legal Profession

COLPs Toolkit: The Law Society's Risk and Compliance Service, 2nd Edition

By Michelle Garlick
Law Society Publishing September 2016

Specifications

ISBN-13
9781784460457
Publisher
Law Society Publishing
Publication
September 2016
Format
Paperback + CD-ROM , 96 pages
Jurisdiction
U.K. ? Countri(es) for reference only
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Details

Since the introduction of COLPs, the SRA has simplified some of the procedures for the approval, declaration and notification of changes to the role. These changes, as well as additional new templates, are included in this updated second edition, for both new and existing COLPs.

This essential toolkit contains a mixture of draft policies, procedural checklists and other instruments demonstrating due diligence to assist practitioners.

This fully updated edition will include a new chapter, Additional Tools for COLPs, as well as several new and revised templates, including:-

  • A revised risk register
  • A COLP nomination form
  • A checklist for new COLPs
  • A routine compliance activities checklist
  • A key staff monthly feedback report
  • A checklist of action in a suspected breach
  • Data protection and loss policies
  • Audit and file review forms.

This new edition will help all those responsible for ensuring processes are in place to enable the firm, its managers and employees, and anyone who has any interest in the firm to comply with the SRA Handbook.

Table of Contents

1. Role of the COLP;
2. Becoming a COLP;
3. Ensuring compliance
4. Reporting to the SRA;
5. Additional Tools for COLPs
6. Appendices.

About the Author

Michelle Garlick is a Partner at Weightmans where she heads up a team advising law firms on regulatory compliance.

Price on request
New Edition is available now !
Not yet published? ?
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Order Form
Save

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