Dalhuisen on Transnational Comparative, Commercial, Financial and Trade Law Volume 3 Financial Products, Financial Services and Financial Regulation, 7th Edition

Chapter 1: Financial Products and Services
Part I Secured Transactions, Finance Sales and Other Financial Products and Services
1.1 Civil and Common Law Approaches to Financial Law. Credit Cultures and Transnationalisation
1.2 The Situation in the Netherlands
1.3 The Situation in France
1.4 The Situation in Germany
1.5 The Situation in the UK
1.6 The Situation in the US
Part II Financial Products and Funding Techniques. Private, Regulatory and International Aspects
2.1 Finance Sales as Distinguished from Secured Transactions: The Re-characterisation Risk
2.2 Modern Security Interests: The Example of the Floating Charge
2.3 Receivable Financing and Factoring. The 1988 UNIDROIT Factoring Convention and the 2001 UNCITRAL Convention on the Assignment of Receivables in International Trade
2.4 Modern Finance Sales: The Example of the Finance Lease. The 1988 UNIDROIT Leasing Convention
2.5 Asset Securitisation and Credit Derivatives. Covered Bonds
2.6 Options, Futures and Swaps. Their Use and Transfers. The Operation of Derivatives Markets, Clearing and Settlement and the Function of Central Counterparties
2.7 Institutional Investment Management, Funds, Fund Management and Prime Brokerage
Part III Payments, Modern Payment Methods and Systems. Set-off and Netting as Ways of Payment. International Payments. Money Laundering
3.1 Payments, Payment Systems. Money and Bank Accounts
3.2 The Principles and Importance of Set-off and Netting
3.3 Traditional Forms of International Payment
3.4 Money Laundering
Part IV Security Entitlements and Their Transfers through Securities Accounts. Securities Repos
4.1 Investment Securities Entitlements and Their Transfers. Securities Shorting, Borrowing and Repledging. Clearing and Settlement of Investment Securities
4.2 Investment Securities Repos

Chapter 2: Financial Risk, Financial Stability and the Role of Financial Regulation
Part I Financial Services, Financial Service Providers, Financial Risk and Financial Regulation
1.1 Financial Services and Their Regulation
1.2 International Aspects of Financial Regulation
1.3 The 2008 Financial Crisis and its Effect on Financial Regulation
1.4 The Essentials of Commercial Banking
1.5 Capital Markets. The Essentials of the Investment Securities Business and its Regulation
Part II International Aspects of Financial Services Regulation: The Effects of Globalisation and the Autonomy of the International Capital Markets. The Developments in GATT/WTO,
the EU and BIS/IOSCO/IAIS
2.1 The Globalisation of the Financial Markets and the Informal Liberalisation of Finance
2.2 The Formal Regime for the Freeing of the Movement of Goods, Services, Current Payments and Capital After World War II
2.3 The Creation of the EEC in Europe and its Evolution into the EU
2.4 The Effects of Autonomous Globalisation Forces on Financial Activity and its Regulation in the EU
2.5 Developments in the BIS, IOSCO and IAIS. The International Harmonisation of the Capital Adequacy Regime (Basel I, II and III)
Part III The EU Regulations and Directives Concerning the Internal Market in Financial Services: Early Action, the European Passport, the 1998 EU Action Plan for a Single Market in Financial Services, and Further Action Following the 2008 Financial Crisis
3.1 Early EU Concerns and Action in the Regulated Financial Service Industries
3.2 The Early EU Achievements in the Regulation of Financial Services
3.3 The European Passport for the Financial Services Industry
3.4 The 1998 EU Action Plan for Financial Services
3.5 The Details of the Third Generation Directives and Their Revamping Under the 1998 Action Plan. The Period up to the 2008 Financial Crisis and the Continuation of the Basic Framework
3.6 Other EU Regulatory Initiatives in the Financial Area
3.7 The EU During and After the 2008 Financial Storm
4.1 The European Banking Union
5.1 Summary, Evaluation and Conclusion