Law Securities

Derivatives Regulation (1-year Online Subscription)

Edited by Philip McBride Johnson · Thomas Lee Hazen · Susan C. Ervin · Charles R. Mills
Wolters Kluwer Legal & Regulatory U.S. (Online)

Specifications

ISBN-13
10071655
Publisher
Wolters Kluwer Legal & Regulatory U.S. (Online)
Format
Online , 1960 pages
Jurisdiction
U.S. ? Countri(es) for reference only
Price on request

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Details

For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic.

Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets.

Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including:

  • Developments implementing the massive reforms introduced by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
  • Distinguishing between regulated and unregulated derivatives - and knowing which rules to apply
  • The significant roles of the SEC and the federal laws in regulating derivatives
  • Meeting standards for exemption or other relief
  • The workings of the derivatives markets and the rules applicable to trading
  • Registration, reporting, and disclosure requirements applicable to commodities professionals
  • Criteria for publicly traded futures and commodity options
  • Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions
  • Customer protections, the CFTC's reparations program, arbitration programs, and private rights of action in the courts

Table of Contents

VOLUME 1

  1. Profile of the Derivatives Markets and Regulation
  2. The Markets

    VOLUME 2

  3. The Marketing Effort
  4. The Commission

    VOLUME 3

  5. Offenses And Remedies
  • Appendix :Commodity Exchange Act
  • Table of Cases and Administrative Decisions
  • Table of Interpretive Letters and Miscellaneous Decisions
  • Table of Statutes
  • Table of Regulations
  • Index
Price on request

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