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International Survey of Investment Adviser Regulation - 3rd edition

International Survey of Investment Adviser Regulation - 3rd edition

Author: Marcia L. Macharg; Kenneth J. Berman
Publisher: Kluwer Law International
ISBN: 9789041136022
Published In: July 2012
Format: Hardback , 1304 pages
Jurisdiction: Argentina, Australia, Austria, Belgium, Brazil, Canada, Chile, China, Denmark, European Union, France, Germany, Greece, Hong Kong, India, Indonesia, International, Ireland, Israel, Italy, Japan, Korea, Luxembourg, Netherlands, Norway, Philippines, Poland, Portugal, Russia, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Turkey, U.K., U.S., United Arab Emirates ? Disclaimer:
Countri(es) stated herein are used as reference only

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The investment management industry continues to see explosive cross-border growth, while investment advisers seeking access to a cross-border client base confront a variety of different and complex investment adviser regulatory systems. Now in its third edition, International Survey of Investment Adviser Regulation is an unparalleled guide to investment adviser regulation in 40 key jurisdictions.

Each chapter represents the contribution of pre-eminent practitioners. A clear, uniform presentation permits easy comparisons among the different regulatory systems. Reflecting other important recent related developments,the chapters also address the use of electronic media and the Internet, regulations governing anti-money laundering, data protection, and consumer privacy, and measures to combat insider trading and market manipulation.

International Survey of Investment Adviser Regulation allows investment advisers, lawyers, and others in the investment management industry to evaluate the time, cost, and legal considerations that bear on strategic decisions to provide investment advisory services in specific countries. It also provides a guide for those engaged in the study of comparative regulatory systems, as well as for policy makers seeking to improve and harmonize the regulation of investment advisers worldwide.
1. Introduction
2. Argentina
3. Australia
4. Austria
5. Belgium
6. Brazil
7. Canada
8. Chile
9. PR China
10. Denmark
11. European Union
12. France
13. Germany
14. Greece
15. Hong Kong
16. India
17. Indonesia
18. Ireland
19. Israel
20. Italy
21. Japan
22. Korea
23. Luxembourg
24. The Netherlands
25. Norway
26. The Philippines
27. Poland
28. Portugal
29. Russia
30. Saudi Arabia
31. Singapore
32. South Africa
33. Spain
34. Sweden
35. Switzerland
36. Republic of China (Taiwan)
37. Turkey
38. United Arab Emirates
39. United Kingdom
40. United States of America
41. Venezuela
42. Index