Home >
Law >
Banking / Finance >
EU Banking and Financial Regulation

EU Banking and Financial Regulation

Author: Jean-Baptiste Poulle; Anastasia Sotiropoulou
Publisher: Edward Elgar Publishing
ISBN: 9781035301942
Published In: March 2024
Format: Hardback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

List Price: HKD 3,406.00

HKD 3,303.82 Save HKD 102.18 (3%)

Download Order Form

Add to Wishlist
| Add to Compare

Description
Contents

Details

EU Banking and Financial Regulation presents a comprehensive and systematic overview of the major directives and regulations which currently govern the EU’s banking and finance industries. Offering detailed legal analysis, this timely book not only addresses the various banking and financial legislations in their entirety, but also considers more peripheral issues such as insurance, crypto-assets and anti-money laundering, whilst referring to important case law.

Consisting of 16 thematic parts, the book explores the current legal framework applicable to the banking and finance industry and expertly examines the structure and organisation of the various EU legislations. Navigating key topics such as EU supervisors, financial markets, compliance, consumer credit protection, and digital finance, the book offers a wealth of conceptual analysis. Focus is also given to the evolution of banking and financial regulations which allows for comparative links to be drawn between the diverse legislation.

This accessible book will be a fundamental resource for practitioners and public servants in the legal and financial sectors. Undergraduate and postgraduate students alongside academics interested in European finance and banking law will also find this book to be an invaluable read.

PART I. EU SUPERVISORS

Introduction on EU supervisors 7

European Banking Authority 11

European Securities and Markets Authority 23

European Insurance and Occupational Pensions Authority 33

European Central Bank 41

European Systemic Risk Board 49

PART II. BANKING

Introduction on banking 55

Banking activities and institutions 59

Single Supervisory Mechanism 92

10.

Bank Recovery and Resolution Directive 110

11.

Single Resolution Mechanism 132

12.

Reorganisation and winding-up of credit institutions 141

13.

Deposit guarantee schemes 150

14.

Non-performing Loans Directive 159

PART III. SECURITIES

15.

Introduction on securities

16.

Prospectus 170

17.

Transparency 183

18.

Short selling 191

19.

Takeover bids 198

20.

Shareholders’ Rights Directive II 206

PART IV. FINANCIAL MARKETS

21.

Introduction on financial markets 214

22.

MiFID II 219

23.

IFR/IFD 243

24.

Market abuse 253

25.

Securities Financing Transactions Regulation 267

26.

The Securitisation Regulation 275

27.

Credit rating agencies 283

PART V. DERIVATIVES, COLLATERAL MANAGEMENT AND POST-MARKET

28.

Introduction on derivatives, collateral management and post-market 295

29.

EMIR 302

30.

Recovery and resolution of central counterparties 323

31.

Settlement Finality Directive 337

32.

Securities settlement and central securities depositories 343

33.

Financial collateral arrangements 354

PART VI. BENCHMARKS

34.

Introduction on benchmarks 362

35.

Benchmarks 365

PART VII. FUNDS

36.

Introduction on funds 378

37.

Undertakings for Collective Investment in Transferable Securities 381

38.

AIFMD 391

39.

IFR/IFD 406

40.

European Venture Capital Funds 412

41.

ELTIF 418

42.

Money Market Funds Regulation 426

43.

Cross-border fund distribution 434

PART VIII. INSURANCE

44.

Introduction on insurance 442

45.

Solvency II 445

46.

Insurance Distribution Directive 467

PART IX. PENSIONS

47.

Introduction on pensions 480

48.

Institutions for Occupational Retirement Provision II Directive 482

49.

Pan-European Pension Product Regulation 488

PART X. MARKETING

50.

Introduction on marketing 497

51.

Distance marketing of financial services 500

52.

PRIIPs 508

PART XI. PAYMENT SERVICES/E-MONEY

53.

Introduction on payment services/e-money 517

54.

Payment services 521

55.

E-money 530

56.

Payment accounts 535

57.

Interchange fees 540

58.

SEPA 547

59.

Cross-border payments in the Union 553

PART XII. COMPLIANCE

60.

Introduction on compliance 558

61.

Anti-money laundering and terrorist financing 561

62.

Information accompanying transfer of funds 573

PART XIII. CONSUMER CREDIT PROTECTION

63.

Introduction on consumer credit protection 579

64.

Consumer credit 581

65.

Mortgage credit 591

PART XIV. CROWDFUNDING

66.

Introduction on crowdfunding 599

67.

Crowdfunding 601

PART XV. SUSTAINABLE FINANCE

68.

Introduction on sustainable finance 611

69.

SFDR 615

70.

Taxonomy 625

71.

Non-Financial Reporting Directive 634

72.

Corporate Sustainability Reporting Directive 639

PART XVI. DIGITAL FINANCE

73.

Introduction on digital finance 646

74.

DLT 649

75.

MiCA 653

76.

DORA 661

Browse Books

EU Banking and Financial Regulation

Free delivery Hong Kong?

Details

You may also be interested in these books:

What Our Customers Say?

Browse Books

EU Banking and Financial Regulation

Free delivery Hong Kong?

Details

You may also be interested in these books:

What Our Customers Say?

video title