Home
Law
Banking / Finance
FCA Handbook including Glossary: Including Listing, Disclosure and Prospectus Rules

FCA Handbook including Glossary: Including Listing, Disclosure and Prospectus Rules

Name: FCA Handbook including Glossary: Including Listing, Disclosure and Prospectus Rules
Brand: The Stationery Office (Subscriptions)
SKU: 9780414045415
Price: 50845.90 HKD
Availability: InStock
Author: Financial Conduct Authority
ISBN: 9780414045415

By Financial Conduct Authority

The Stationery Office (Subscriptions)

Specifications

ISBN-13: 9780414045415
Publisher: The Stationery Office (Subscriptions)
Jurisdiction: U.K. ? Countri(es) for reference only

Details

The Financial Services Authority (FSA) is a non-governmental body given statutory powers by the Financial Services and Markets Act 2000 to regulate the financial services industry. It sets standards with which the industry must comply, and gives guidance on those standards. These are set out in the FSA’s Handbook of Rules and Guidance.

The hardcopy of the FSA’s Handbook consists of 23 volumes, available as a complete set or as modules, containing all the standards imposed by the FSA. It is updated frequently, usually monthly, and this ensures that you have the latest information to hand.

Glossary;

* High Level Standards;

PRIN Principles for Businesses;

SYSC Senior Management Arrangements, Systems and Controls;

COND Threshold Conditions;

APER Statements of Principle and Code of Practice for Approved Persons;

FIT The Fit and Proper test for Approved Persons;

GEN General Provisions;

FEES Fees Manual;

* Prudential Standards;

IPRU-BANK Interim Prudential sourcebook for Banks;

IPRU-BSOC Interim Prudential sourcebook for Building Societies;

IPRU-FSOC Interim Prudential sourcebook for Friendly Societies;

IPRU-INS Interim Prudential sourcebook for Insurers;

IPRU-INV Interim Prudential sourcebook for Investment Businesses;

BIPRU Prudential Sourcebook;

GENPRU General Prudential Sourcebook;

INSPRU Prudential Sourcebook for Insurers;

URPU Prudential Sourcebook for UCITS Firms;

MIPRU Prudential Sourcebook for Mortgage and Home Finance Firms and Insurance Intermediatries;

* Business Standards;

COB Conduct of Business;

ICOB Insurance: Conduct of Business;

MCOB Mortgages and Home Finance: Conduct of Business;

CASS Client Assets;

MAR Market Conduct;

TC Training and Competence;

* Regulatory Processes;

SUP Supervision;

DCPP Decision Procedure and Penalties;

* Redress;

DISP Dispute Resolution: Complaints;

COMP Compensation;

COAF Complaints against the FSA;

* Specialist sourcebooks;

COLL New Collective Investment Schemes;

CRED Credit Unions;

ECO Electronic Commerce Directive;

ELM Electronic Money;

PROF Professional Firms;

REC Recognised Investment Exchanges and Recognised Clearing Houses;

* Listing, Prospectus and Disclosure;

LR Listing Rules

PR Prospectus Rules;

DR Disclosure and Transparency Rules

HKD 50,845.90

Inclusive of HK delivery

Ready to ship

Quantity

Delivery Time: around 4-5 weeks

Extra 10 working days if shipping address outside Hong Kong

Free HK shipping over HK$1,000
International shipping to 35+ countries

Order Form

Save

Recommended

Your basket

FCA Handbook including Glossary: Including Listing, Disclosure and Prospectus Rules

Details

Table of Contents

You may also be interested in these books:

Breaking the Bank?: The Regulatory Implications of Knowledge Production Through Indicators and Ways Forward

Regulating the Crypto Economy: Business Transformations and Financialisation

The Routledge Handbook of FinTech

Unconstitutional Regimes and the Validity of Sovereign Debt: A Legal Perspective

Individual Accountability Under the Senior Managers Regime: A Practical Guide

Finance for SMEs: European Regulation and Capital Markets Union – Focus on Securitization and Alternative Finance Tools