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Financial Crime: A Compliance Manual

Financial Crime: A Compliance Manual

Name: Financial Crime: A Compliance Manual
Brand: Law Society Publishing
SKU: 9781784461782
Price: 1071.85 HKD
Availability: InStock
Author: Rebecca Atkinson
ISBN: 9781784461782

By Rebecca Atkinson

Law Society Publishing September 2021

Specifications

ISBN-13: 9781784461782
Publisher: Law Society Publishing
Publication: September 2021
Format: Paperback
Jurisdiction: U.K. ? Countri(es) for reference only

Details

Complying with financial crime legislation and regulation can be daunting and, if not done correctly, ineffective and costly. This book sets out the relevant legislation and regulations, alongside practical guidance on how to embed the requirements in your firm. Sample policies, procedures, guidance and risk registers help with their effective implementation.

Key topics covered include:

anti-bribery and corruption
anti-money laundering and terrorist financing regulations
Criminal Finances Act and tax evasion
responding to a financial crime investigation
sanctions, and
whistleblowing

Written for all law firms and in-house legal teams, this book is designed to assist those responsible for risk and compliance in understanding their obligations in relation to financial crime compliance in a straightforward, practical way.

1. Anti-bribery and corruption
2. Anti-money laundering: legislation and regulation
3. Anti-money laundering: risk assessment and internal controls
4. Anti-money laundering: client due diligence
5. Anti-money laundering: guidance, reviews, visits, regulations and compliance
6. Criminal Finances Act 2017 and tax evasion
7. Responding to a criminal investigation
8. Sanctions
9. Whistleblowing and reporting concerns
Appendix