Banking / Finance

Financial Markets and Exchanges Law

Edited by Michael Blair · George Walker
Oxford University Press February 2007

Specifications

ISBN-13
9780199285808
Publisher
Oxford University Press
Publication
February 2007
Format
Hardback , 680 pages
Jurisdiction
U.K. ? Countri(es) for reference only

Details

  • First text solely focused on the regulation of markets and exchanges
  • Includes a chapter on Islamic Finance
  • Clear guidance on UK, EU and International systems
  • Coverage of key financial market developments such as electronic exchanges
  • Detailed assessment of the developing law including the impact of MiFID
  • Written by a team of expert practitioners and key individuals from the FSA

A companion work to Financial Services Law, this is the first truly analytical text to deal specifically with the regulation of markets and exchanges. This has become a significant but difficult and complex area following the passage of FSMA, and this text provides a comprehensive and authoritative guide to the new statutory regime.



Financial Markets and Exchanges and financial expansion it is anticipated that many aspects of financial market development will take place through electronic based platforms operated via the internet or other digital delivery services. The chapter on electronic markets and exchanges in part one will provide a sound understanding of this issue. The expert contributor team also offers detailed guidance to the core provisions set out in FSMA in relation to investment exchanges, clearing house As well as looking at these core recognition provisions, the relevant rules in the Financial Services Authority's Handbook are examined in connection with alternative trading systems (ATPSs) and platforms (ATPs).



In addition the book examines the regulation of specific markets such as equity and debt, and derivatives, clearing and settlement from UK, European and International perspectives.

Readership: Solicitors and barristers advising on financial services and regulation, in private practice, banks and insurance houses.

Table of Contents

Michael Blair & George Walker: Introduction


PART I: FINANCIAL MARKETS


1: George Walker: Financial Markets and Exchanges


PART II: FINANCIAL SERVICES AND MARKETS


2: Bob Penn: Recognised Investment Exchanges (RIEs) and Recognised Clearing Houses (RCHs)


3: Bob Penn: Alternative Trading Systems (ATSs)


PART III: UK MARKETS AND CLEARING SYSTEMS


4: Tom Mackay: London Stock Exchange Alternative Investment Market (AIM) and Regulation of the Main Market


5: Emma Vick: Virt-x and other Electronic UK Equity Markets


6: Ed Murray: UK Financial Derivatives and Commodities Markets


7: Madeleine Yates: UK Settlement


PART IV: UK MONEY MARKETS AND PAYMENT SYSTEMS


8: Joanna Gray: London Money Markets: Legal and Regulatory Framework


9: Laura John: UK Payment Systems


PART V: EUROPEAN SECURITIES MARKETS AND CLEARING SYSTEMS


10: Michael Blair & Nigel Phipps: Regulation of European Markets and Exchanges


11: Guy Sears: Markets in Financial Instruments Directive (MiFID)


12: David Toube: European E-commerce and E-money


PART VI: INTERNATIONAL SECURITIES MARKETS AND CLEARING SYSTEMS


13: John Sloan & Gerard Fitzpatrick: The Structure of International Markets Regulation


14: Madeleine Yates: International Settlement


15: Amr Marar & Wong Sau-Ngan (Roger Wedderburn-Day, Salim Nathoo & Sahar Kianfar as Consultant Editors): Islamic Securities Exchanges: Principles and International Developments


 


 



About the Author

Edited by Michael Blair QC, Barrister, 3 Verulam Buildings, and Professor George Walker, Professor in International Financial law at the Centre for Commercial Law Studies, Queen Mary, University of London

Contributors:

George Walker, Centre for Commercial Law Studies, Queen Mary University of London, London


Michael Blair, 3 Verulam Buildings, London


Bob Penn, Allen & Overy LLP, London


Laura John, 3 Verulam Buildings, London


Tom Mackay, Curtis Mallet-Prevost Colt & Mosle LLP, London


Emma Vick, Virt-x, London


Joanna Gray, Newcastle Law School, Newcastle


Ed Murray, Allen & Overy LLP, London


Madeleine Yates, Clifford Chance, London


Nigel Phipps, Moody's Investors Service Ltd, London


David Toube, Ashurst, London


John Sloan, Canadian Dept of Foreign Affairs and International Trade


Gerard Fitzpatrick, Investment Management Association, London


Amr Marar, Centre for Commercial Law Studies, Queen Mary University of London, London


Wong Sau-Ngan, Securities Commission, Malaysia


Guy Sears

Out of stock
This title is currently unavailable for purchase.
New Edition is available now !
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries

Recommended

You may also be interested in these books:

More titles from Banking / Finance

View all