Funds Management in Australia: Officers' Duties and Liabilities

Banking / Finance

Funds Management in Australia Officers' Duties and Liabilities

By Pamela Hanrahan
LexisNexis Australia October 2007

Specifications

ISBN-13
9780409323610
Publisher
LexisNexis Australia
Publication
October 2007
Format
Hardback
Jurisdiction
Australia ? Countri(es) for reference only

Details

This new work identifies and explains the basis on which individual officers are made accountable for the management and conduct of the company's funds management operations.

The text discusses these duties with reference to registered managed investment schemes, wholesale unit trusts and investment pools, public offer superannuation entities, investment linked life insurance, investment companies, and individual investment mandates.

Table of Contents

Part I: Funds management law and regulation
Chapter 1 - Introduction
Chapter 2 - Funds management and the general law
Chapter 3 - Financial services regulation
Chapter 4 - Product regulation and prudential supervision

Part II: Officers? duties and liabilities
Chapter 5 - Officers
Chapter 6 - The pattern of officers? accountability
Chapter 7 - Officers? duties of care and effort
Chapter 8 - Officers? duties governing the exercise of powers and discretions
Chapter 9 - Conflicts of interest and collateral advantage
Chapter 10 - Disclosure
Chapter 11 - Liability for participation in the company?s wrongdoing
Chapter 12 - Directors? liability for debts wrongfully incurred

Part III: Enforcement
Chapter 13 - Public law sanctions
Chapter 14 - Private remedies

About the Author

Dr Pamela Hanrahan, BA (Hons) LLB (Hons) (Melb) LLM (Hons) (CWRU) SJD (Melb), is an Associate Professor at the Melbourne Law School and the Deputy Director of the Centre for Corporate Law and Securities Regulation at the University of Melbourne.

Out of stock
This title is currently unavailable for purchase.
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Save

Recommended

You may also be interested in these books:

More titles from Banking / Finance

View all
Regulating Primary Markets in the Capital Markets Union: Between Uniformity and Differentiation
Hart Publishing

Regulating Primary Markets in the Capital Markets Union: Between Uniformity and Differentiation

Konstantinos Serdaris
HKD 1,134.90
Regulating Investor Protection under EU Law: The Unbridgeable Gaps with the U.S. and the Way Forward
Springer-Verlag

Regulating Investor Protection under EU Law: The Unbridgeable Gaps with the U.S. and the Way Forward

Antonio Marcacci
HKD 1,462.00
The Law and Business of International Project Finance: A Resource for Governments, Sponsors, Lawyers, and Project Participants, 3rd Edition
Cambridge University Press

The Law and Business of International Project Finance: A Resource for Governments, Sponsors, Lawyers, and Project Participants, 3rd Edition

Scott L. Hoffman
HKD 958.23
Governance of Financial Institutions
Oxford University Press

Governance of Financial Institutions

Danny Busch; Guido Ferrarini; Gerard van Solinge
HKD 3,089.45
The Bank Recovery and Resolution Directive and the Single Resolution Mechanism: Preadviezen/Reports 2014
Eleven International Publishing

The Bank Recovery and Resolution Directive and the Single Resolution Mechanism: Preadviezen/Reports 2014

Netherlands Association for Comparative and International Insolvency LawNACIIL
HKD 305.90
Market Abuse Regulation: Commentary and Annotated Guide
Oxford University Press

Market Abuse Regulation: Commentary and Annotated Guide

Marco Ventoruzzo; Sebastian Mock