Home
Law
Getting the Deal Equity Through: Financial Services Compliance 2019

Getting the Deal Equity Through: Financial Services Compliance 2019

Name: Getting the Deal Equity Through: Financial Services Compliance 2019
Brand: Getting the Deal Through
SKU: 9781838620943
Availability: InStock
Author: Annette L Nazareth
ISBN: 9781838620943

By Annette L Nazareth

Getting the Deal Through April 2019

Specifications

ISBN-13: 9781838620943
Publisher: Getting the Deal Through
Publication: April 2019
Format: Paperback
Jurisdiction: U.K. ? Countri(es) for reference only

Price on request

Need a quote? Place your order now and our team will contact you within one business day with pricing details. Click "Get a Quote" below to start the process.

Free HK shipping over HK$1,000
International shipping to 35+ countries

Order Form

Save

Details

Financial Services Compliance will assist those who represent or are engaged with globally active institutions in navigating the regulatory requirements and frameworks of multiple jurisdictions. Topics covered with local expert insight include regulation and enforcement; registration or authorisation regimes; the powers of national financial services authorities; director duties and accountability; typical sanctions imposed for violations; applicability of private rights of action; required standard of care; importance of gatekeepers; and approach to cross-border issues.

Introduction

EU overview

Jurisdictions

•Australia

•Brazil

•Canada

•Germany

•Hong Kong

•Italy

•Japan

•Portugal

•Singapore

•Spain

•Switzerland

•United Kingdom

•United States

Price on request

Need a quote? Place your order now and our team will contact you within one business day with pricing details. Click "Get a Quote" below to start the process.