Getting the Deal Equity Through: Financial Services Compliance 2019

Law

Getting the Deal Equity Through: Financial Services Compliance 2019

By Annette L Nazareth
Getting the Deal Through April 2019

Specifications

ISBN-13
9781838620943
Publisher
Getting the Deal Through
Publication
April 2019
Format
Paperback
Jurisdiction
U.K. ? Countri(es) for reference only
Price on request

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Details

Financial Services Compliance will assist those who represent or are engaged with globally active institutions in navigating the regulatory requirements and frameworks of multiple jurisdictions. Topics covered with local expert insight include regulation and enforcement; registration or authorisation regimes; the powers of national financial services authorities; director duties and accountability; typical sanctions imposed for violations; applicability of private rights of action; required standard of care; importance of gatekeepers; and approach to cross-border issues.

Table of Contents

Introduction
EU overview

Jurisdictions
•Australia
•Brazil
•Canada
•Germany
•Hong Kong
•Italy
•Japan
•Portugal
•Singapore
•Spain
•Switzerland
•United Kingdom
•United States
Price on request

Need a quote? Place your order now and our team will contact you within one business day with pricing details. Click "Get a Quote" below to start the process.

  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Order Form
Save

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