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Hong Kong Listed Companies: Law and Practice, 2nd Edition (e-Book) (One Year Subscription Price)

By Julia Charlton
Wolters Kluwer (HK) (formerly CCH) September 2022

Specifications

ISBN-13
BHKLR
Publisher
Wolters Kluwer (HK) (formerly CCH)
Publication
September 2022
Format
e-Book , 850 pages
Jurisdiction
Hong Kong ? Countri(es) for reference only

Details

Remarks: PRINT version is also available. Please click here to purchase the PRINT version.

*** Special Promotion: Buy e-Book version will get a FREE hardcopy of the PRINT version ***

You can either buy this standalone book OR buy this toolkit which also includes this book and a lot more useful contents: Hong Kong Company Law & Compliance Practical Toolkit

 

With The Stock Exchange of Hong Kong (SEHK)’s Listing Rules being subject to constant review and revision, the author offers important updates on amendments and fresh regulations introduced since the first edition. Beginning with the basics – What is a public company? What is a stock exchange? Hong Kong Listed Companies: Law & Practice 2nd Edition works its way methodically through the SEHK’s many provisions for regulation and compliance. It is a volume of depth and substance which sets the standard for financial industry reference books.

The new 2nd Edition delivers more than 400 pages of new, and up-to-date commentary in relation to the Hong Kong Listing Rules:-

  • These include but not limited to extensive changes to the sponsor regulatory regime introduced in 2013 and the major listing reforms in 2018 which added three new chapters (Chapter 8A, 18C and 19A) to the listing rules aimed at attracting the listing of Pre-revenue Biotech and Innovative Companies, including those with Weighted Voting Rights (WVR) structures and providing a new secondary listing route for companies primary listed on certain Qualifying Exchanges.
  • More recent listing reforms in 2021 – covering the listing regime for overseas issuers, Special Purpose Acquisition Companies (SPAC), the SEHK’s new Corporate Governance Code and the new requirements in relation to Environmental, Social and Governance (ESG) – are also highlighted.
  • How to handle ongoing obligations on listed companies under the Listing Rules.
  • Ongoing obligations on listed companies and their shareholders under other legislation, primarily the Securities and Futures Ordinance Cap. 671 (such as market misconduct, insider dealing, disclosure of interests).


For participants and stakeholders engaged in stock market activities, this second edition of Hong Kong Listed Companies: Law & Practice 2nd Edition is an essential companion, providing the ultimate guide with regard to the Stock Exchange of Hong Kong’s (SEHK) exhaustive regulatory regime.

Easy to follow, with information presented in logical order and plain language, this publication, expertly updated by experienced corporate finance lawyer Julia Charlton serves as an invaluable guide for seasoned practitioners, in-house counsel, chartered governance professional, accountants, other practitioners and students who require an understanding of the legal background and practical application of the rules and legislation that apply to listed companies. Other benefits included but not limited to:

  • Reduces time wastage and increases productivity by serving as a step by step guide to the understanding of the Listing Rules, the Securities and Futures Ordinance and the Companies Ordinance
  • Provides concise commentary on the law to aid readers in determining the best approach to adopt in line with their business needs
  • Case studies, diagrams, flow charts ease the company secretary’s day to day workflow, by illustrating the rules and giving examples of their application.

 

Table of Contents

  1. Introduction
  2. Basic Requirements for Listing (Ch. 8)
  3. Listing Structures
  4. Overseas Listings
  5. IPOs-Parties
  6. IPOs-Process
  7. Prospectuses
  8. Liability
  9. General Continuing Obligations
  10. Notifiable Transactions (Ch.14)
  11. Connected Transactions
  12. Market Misconduct
  13. Disclosure of Interests 
     

About the Author

Nigel Davis has a B.A. from University College, London and an M.A from the University of Southern California.

Nigel is admitted as a solicitor both in Hong Kong and in England & Wales. He is currently a Senior Teaching Consultant in the Department of Professional Legal Education, The Faculty of Law, The University of Hong Kong. Before joining HKU in December 2006, Nigel practiced as a solicitor in an international law firm in London and Hong Kong, where he specialised in corporate finance, cross-border mergers and acquisitions, company law and financial regulation and he continues to advise on these matters on a consultancy basis. Nigel is also a member of the Listing Committee of the Hong Kong Stock Exchange.


Melanie Mitchell has a BCom and LLB from The University of Queensland.

Melanie is admitted as a solicitor in Hong Kong and Queensland, Australia. She is currently a Senior Teaching Consultant in the Department of Professional Legal Education, The Faculty of Law, The University of Hong Kong having joined The University of Hong Kong in 2009. Melanie practiced in international law firms in Hong Kong and Australia until 2011, specialising in mergers and acquisitions, with an emphasis on listed companies, joint ventures, corporate finance and corporate and commercial law.

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