International Securities Law and Regulation, 2nd Edition

Argentina
Introduction
Regulatory System -- Legal Sources
Legal Order and Regulatory Interests 


Australia
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Austria
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts
 

Belgium
Institutional Framework and Organisation of Regulated Markets
Belgian Offering and Listing Regulations
Disclosure Requirements
Trading Rules
Disclosure of Substantial Holdings and Public Take-Over Bids
Insider Trading


Brazil
Introduction
Legal Sources
Regulatory Procedures
Markets
Securities
Periodic Disclosure
Depositary Receipts
Trading Rules


Canada
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Chile
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Cyprus
Introduction
Issuer Requirements
Registration of Public Offerings
Registration of Placements
Periodic Disclosure
Trading Rules and Trading Environment
Capital Markets and Financial Services


Germany
Introduction
Legal Order and Regulatory Interests
Public Take-Over Bids


Greece
Introduction
Admission
International Accounting Standards
Information Obligations
Supervision
Corporate Governance
National Treatment and Reciprocity
Jurisdictional Conflicts


Hong Kong
Introduction
Legal Order and Regulatory Issues
Trading Rules and Market Conduct
Multilateral Approaches


India
Introduction
Securities Market:  Legal and Regulatory Order
Foreign Participation in the Securities Market
Jurisdictional Conflict


Ireland
Introduction
Admission to the Irish Stock Exchange
Securities
Periodic Disclosure
Trading Rules
Insider Trading and Fraud -- Extraterritorial Application
Liabilities for Insider Trading and Fraud
Public Take-Over Bids
Jurisdictional Conflicts

 
Volume 2

Israel
Introduction
Procedures
Registration for Trade
Debt Arrangements
Insider Information
Purchase Offers


Italy
Introduction
Entities Qualified to Render Investment Services
Regulated and Multlateral Trading Facilities
Public Offers of Financial Products

Japan

Introduction
Legal Order and Regulatory Interests
Appendix


Latvia
Introduction
Legal Order and Regulatory Interests with Special Regard to Foreign Elements
Jurisdiction Conflicts


Lebanon
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Lithuania
Introduction
Legal Order and Regulatory Interests
 

Luxembourg
Introduction
Organisation of Security Market and Regulations
Jurisdictional Conflicts


Malaysia
Introduction
The Authorities
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Mexico
Introduction
Securities Regulation Authorities
Public Offerings
Securities Deposit Institutions
Affiliates of Foreign Financial Institutions
Securities Exchange Houses and Securities Exchange Specialists
International Trading System Operations
Protecting the Interests of Investors
Automation


The Netherlands
Introduction
Admission
Periodic Disclosure
Trading Rules
Jurisdictional Conflicts

 
Volume 3

New Zealand
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Nigeria
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Norway
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


The Philippines
Introduction
Public Offerings
Securitisation Act of 2004


Portugal
Introduction
Portuguese Markets
Market Participants
Public Offerings
Criminal Offences
Jurisdictional Conflicts


Romania
Introduction
Legal Order and Regulatory Interests
Trading Rules
Jurisdictional Conflicts


Russia
Introduction
Legal Order and Regulatory Interests


Singapore
Introduction
Legal Order and Regulatory Interests
Jurisdictional Conflicts


Spain
Introduction
Legal Regime


Switzerland
Introduction
Legal Order and Regulatory Interests
Approaches to Jurisdictional Conflicts


Taiwan
Introduction
Legal Order and Regulatory Interests
Disclosure Obligations
Trading Rules
Public Tender Offers
Conclusion


United Kingdom
Introduction
The New Regulatory Regime
United Kingdom Regulatory System
Legal Order and Regulatory Interests
Jurisdictional Conflicts


United States
Regulatory System
United States Markets and Market Listing Requirements
Public Offerings by Foreign Issuers
Private Placements by Non-United States Issuers
Investment Outside the United States and Cross Border Transactions
Trading of Non-United States Securities
Jurisdictional Conflicts
Conclusion


Venezuela
Introduction
Legal Order and Regulatory Interests


European Union
Introduction
Conditions for Admission of Securities to Listing
Rules Relating to Listing Particulars
Rules Relating to Prospectus When Transferable Securities Are Offered
Insider Dealing