Securities

International Securities Regulation

By Robert C. Rosen
Oceana

Specifications

ISBN-13
9780379208252
Publisher
Oceana
Format
Loose-leaf (8 volumes) , 15124 pages
Jurisdiction
International ? Countri(es) for reference only

Details

Definitive and comprehensive, this is the first treatise on international securities with English translations of laws and regulations of 30 jurisdictions. The set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets, and those regulations regarding substantive securities matters.

Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction, focusing on each country’s legal system, public securities markets, security regulations, and recent developments. Topics include:

  • Registration and listing requirements
  • Disclosure requirements
  • Broker-dealer and financial intermediary regulations
  • Accounting, auditing, and bookkeeping requirements
  • Civil and criminal liability
  • How fraud, manipulation, and insider trading are defined, identified, and dealt with
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