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Investment Management Law and Regulation, 3rd Edition (1-year Online Subscription)

Investment Management Law and Regulation, 3rd Edition (1-year Online Subscription)

Author: Harvey E. Bines; Steve Thel
Publisher: Wolters Kluwer Legal & Regulatory U.S. (Online)
ISBN: 10071656
Published In: Subscription-type (Contents updated periodically)
Format: Online , 927 pages
Jurisdiction: U.S. ? Disclaimer:
Countri(es) stated herein are used as reference only

HKD 3,523.50

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Description
Contents

Details
Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:
- Identifies and explains the financial theories that control the development of investment management law across management activities
- Gives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensible
- Covers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best execution
- Provides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and products Integrates investment management law and regulation for all institutional investment mangers
1. The Fundamental Principles of Investment Management Law
2. The Governing Statutory and Common-Law Systems
  Part II: Establishing the Client-Manager Relationship
3. Developing New Business
4. Setting Investment Objectives
5. Special Problems in Structuring Investment Management Agreements
  Part III: Structuring the Portfolio
6. The Imprecise Parameters of the old Jurisprudence of Prudence as the Measure of the Duty of Reasonable Care
7. Modern Portfolio Theory as a Tool to Measure Professional Competence
8. Prudent Investing as a Contemporary Issue
  Ongoing Management: Executions
9. Executing Investment Decisions as a Legal Duty
10. Use of Commissions to Purchase Supplementary Services
11. Execution Conflicts of Interest
Bibliography

Table of Statutes

Table of Rules and Regulations

Table of Releases

Table of No-Action Letters

Table of Cases

Index