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Investment Management Law and Regulation, 3rd Edition (1-year Online Subscription)

Investment Management Law and Regulation, 3rd Edition (1-year Online Subscription)

Author: Harvey E. Bines; Steve Thel
Publisher: Wolters Kluwer Legal & Regulatory U.S. (Online)
ISBN: 10071656
Published In: Subscription-type (Contents updated periodically)
Format: Online , 927 pages
Jurisdiction: U.S. ? Disclaimer:
Countri(es) stated herein are used as reference only

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Description
Contents

Details

Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:

Identifies and explains the financial theories that control the development of investment management law across management activities
Gives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensible
Covers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best execution
Provides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and products Integrates investment management law and regulation for all institutional investment mangers

Part I: Principles of Investment Management Law

The Fundamental Principles of Investment Management Law
The Governing Statutory and Common-Law Systems
Part II: Establishing the Client-Manager Relationship
Developing New Business
Setting Investment Objectives
Special Problems in Structuring Investment Management Agreements
Part III: Structuring the Portfolio
The Imprecise Parameters of the old Jurisprudence of Prudence as the Measure of the Duty of Reasonable Care
Modern Portfolio Theory as a Tool to Measure Professional Competence
Prudent Investing as a Contemporary Issue
Ongoing Management: Executions
Executing Investment Decisions as a Legal Duty
Use of Commissions to Purchase Supplementary Services
Execution Conflicts of Interest