Investment Management Law and Regulation, 3rd Edition (1-year Online Subscription)

1. Part I: Principles of Investment Management Law
2. The Fundamental Principles of Investment Management Law
3. The Governing Statutory and Common-Law Systems

   Part II: Establishing the Client-Manager Relationship

4. Developing New Business
5. Setting Investment Objectives
6. Special Problems in Structuring Investment Management Agreements

   Part III: Structuring the Portfolio

7. The Imprecise Parameters of the old Jurisprudence of Prudence as the Measure of the Duty of Reasonable Care
8. Modern Portfolio Theory as a Tool to Measure Professional Competence
9. Prudent Investing as a Contemporary Issue

   Ongoing Management: Executions

10. Executing Investment Decisions as a Legal Duty
11. Use of Commissions to Purchase Supplementary Services
12. Execution Conflicts of Interest

Bibliography

Table of Statutes

Table of Rules and Regulations

Table of Releases

Table of No-Action Letters

Table of Cases

Index