Investor Protection in the Capital Markets: The Case of Hong Kong

Name: Investor Protection in the Capital Markets: The Case of Hong Kong
Brand: Sweet & Maxwell Hong Kong
SKU: 9789626617564
Price: 1152.36 HKD
Availability: InStock
Author: Shen Wei
ISBN: 9789626617564

By Shen Wei

Sweet & Maxwell Hong Kong August 2015

Specifications

ISBN-13: 9789626617564
Publisher: Sweet & Maxwell Hong Kong
Publication: August 2015
Format: Paperback , 388 pages
Jurisdiction: Hong Kong ? Countri(es) for reference only

Details

An essential publication for legal practitioners, financial institutions, corporate secretaries, securities investors and business students, this book focuses on and applies the investor protection sbenchmarks as set out in the 2014 (new) Companies Ordinance and Securities and Futures Ordinance, ranging across the following main topics:

Hong Kong’s regulatory framework for the capital markets in general
Regulation of issuers through the disclosure regime
Regulation of intermediaries
Investor compensation schemes
Market misconducts regulated by the Securities and Futures Ordinance as provided for in the Securities and Futures Ordinance
Approved Trading Services (ATS)
Lehman Brothers’ minibonds saga and investor protection issue in the context of structured financial products regulation
Heated debates on HKEx’s rejection of Alibaba’s request to be listed in Hong Kong