Banking / Finance

Market Conduct for Investment Managers: A Practical Guide 2nd Edition

By David Berman
Sweet & Maxwell U.K. June 2022

Specifications

ISBN-13
9780414103702
Publisher
Sweet & Maxwell U.K.
Publication
June 2022
Format
Hardback
Jurisdiction
U.K. ? Countri(es) for reference only
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Details

Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues. Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.

  • Covers the distinct range of market conduct issues faced by investment managers
  • A first-of-its-kind, providing a practical guide specifically targeted at those on the “buy-side”
  • Designed to help investment professionals navigate this important and complex area
  • Includes a wealth of case studies and real-world practical scenarios

This second edition includes new sections on:

  • The interplay between sustainable finance and MAR
  • Brexit implications
  • Alternative data and MAR
  • The impact of the post-pandemic ‘hybrid’ working model

Table of Contents

Introduction
Legal and Regulatory Framework
Fundamental Principles
Scope and Territoriality of MAR
Inside Information / MNPI
Insider Dealing
Unlawful Disclosure
Market Manipulation
Market Soundings
Loans and Other “Out-of-Scope” Instruments
Company Meetings / Dialogue
Einhorn / Greenlight
Rumours
Suspicious Transactions and Orders
Common “Buy-Side” Issues
Practicalities
Remote and “Hybrid” Working
Scenarios
Price on request
New Edition is available now !
Not yet published? ?
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Order Form
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