|
List of Figures
|
viii
|
|
List of Tables
|
ix
|
|
Acknowledgments
|
xi
|
|
Introduction
|
1
|
|
Why Study the Rule of Law?
|
4
|
|
Judicial Independence and the Rule of Law
|
5
|
|
Why Do Some Countries Have Independent Courts and Others Do Not?
|
6
|
|
Judicial (In)Dependence in Russia and Ukraine
|
9
|
|
Roadmap
|
11
|
|
1. What Is Judicial Independence?
|
14
|
|
Institutional Judicial Independence
|
14
|
|
Behavioral Judicial Independence
|
16
|
|
Decisional Judicial Independence
|
18
|
|
Independent from Whom? Judicial Independence from Different Principals
|
19
|
|
Capacity Vs. Willingness Conceptualization of Judicial Independence
|
20
|
|
Judicial Independence at Different Levels of Abstraction
|
23
|
|
Conclusion
|
24
|
|
2. Judges and Politicians: Theories about the Origins of Judicial Independence
|
26
|
|
Structural Insulation Theories of Judicial Independence: How to Make It Impossible for Politicians to Pressure the Courts
|
27
|
|
Strategic Actor Theories of Judicial Independence: When Do Politicians Offer Independent Courts?
|
28
|
|
Strategic Actor Theories of Judicial Independence: When Do Judges Resist Pressure from Politicians?
|
30
|
|
Judicial Independence and Regime Type: Why Are Independent Courts a Rarity Outside of the World’s Consolidated Democracies?
|
32
|
|
Political Competition and Judicial Independence in Emerging Democracies – A Strategic Pressure Theory
|
38
|
|
Regime Age and Independent Courts
|
41
|
|
Conclusion
|
43
|
|
3. What Can a Focused Comparison of Russia and Ukraine Tell Us about the Origins of Independent Courts?
|
44
|
|
Existing Measures of Judicial Independence
|
45
|
|
Multistage Win-Rate Analysis as a Method of Measuring Judicial Independence
|
47
|
|
Measuring Judicial Independence from Politicians in Russia and Ukraine
|
50
|
|
Why Russia and Ukraine?
|
52
|
|
Similarities between Russia and Ukraine
|
52
|
|
Structural Insulation of the Judiciary in Russia and Ukraine
|
55
|
|
Political Competition in Russia and Ukraine
|
60
|
|
Theoretical Predictions about Judicial Independence in Russia and Ukraine
|
66
|
|
4. The Role of Ukrainian and Russian Courts in the Provision of Free and Fair Elections: Judicial Independence from Politicians during the 2002 Rada and the 2003 Duma Campaign
|
68
|
|
What Are Electoral Registration Disputes?
|
70
|
|
The Datasets
|
77
|
|
What Can a Plaintiff’s Political Affiliation Tell Us about Judicial Independence?
|
79
|
|
Measuring the Independent Variables
|
81
|
|
Administrative Resources and Case Merit: Why 2002–2003 Progovernment Candidates Should Have Been Losing in Court
|
91
|
|
Sartori Selection Model of Court Appeal-Rate and Win-Rate
|
93
|
|
Effect Magnitude as a Measure of Judicial Independence
|
97
|
|
Implications of the Electoral Dispute Analysis for Judicial Independence Theories
|
99
|
|
5. The Role of Ukrainian and Russian Courts in the Provision of Press Freedom: Judicial Independence in Defamation Lawsuits, 1998–2003
|
102
|
|
The Statutory Framework for Defamation Lawsuits
|
105
|
|
The Datasets
|
107
|
|
Loss, Victory, and “Moral Damage” Awards: Multistage Win-Rate Analysis of Judicial Independence from Politicians in Defamation Disputes
|
112
|
|
Judicial Independence from Other Principals
|
122
|
|
Conclusion
|
126
|
|
6. Politicians’ Capacity to Pressure the Courts
|
128
|
|
Ex Parte Communication
|
129
|
|
Telephone Law
|
131
|
|
Internal Dependence in the Russian and Ukrainian Judiciaries: How Superior Court Judges Influence Lower Court Judges
|
134
|
|
Links between the Judiciary’s Leadership and the Presidential Administration
|
139
|
|
Supporting Agencies as Supervisors, Rather Than Assistants
|
143
|
|
Implications for Judicial Independence Theories
|
146
|
|
7. Politicians’ Willingness to Pressure the Courts, 1998–2004 and Beyond
|
148
|
|
A Tale of Two Municipal Elections
|
148
|
|
A Tale of Two Lawyers for the Opposition
|
155
|
|
Tales of Maverick Judges
|
157
|
|
Judicial (In)dependence in Russia and Ukraine, Post-2004
|
161
|
|
Continued Politicization of Justice in Post-Orange Ukraine
|
161
|
|
Russia’s Authoritarian Reversal and the Courts: Looking beyond the Khodorkovsky/Yukos Cases
|
165
|
|
Conclusion
|
166
|
|
Conclusion: Politicized Justice in Russia, Ukraine, and Beyond
|
168
|
|
Pathways to Independent Courts?
|
172
|
|
Bibliography
|
175
|
|
Index
|
193
|