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Proportionality and Deference under the UK Human Rights Act

Proportionality and Deference under the UK Human Rights Act An Institutionally Sensitive Approach

  • Author:
  • Publisher: Cambridge University Press
  • ISBN: 9781107013001
  • Published In: May 2012
  • Format: Hardback , 310 pages
  • Jurisdiction: U.K. ? Disclaimer:
    Countri(es) stated herein are used as reference only
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The courts use the proportionality test to assess the Convention-compatibility of the full range of government action, from administrative decisions to primary legislation. In applying the test, the courts are often conscious of the need to pay some deference to the expertise and competence of other branches of government. This rigorous analysis of the relationship between proportionality and deference under the Human Rights Act sets out a model of proportionality, drawn from existing case law, which integrates deference within the multi-stage proportionality test. The model is 'institutionally sensitive' and can be applied to proportionality-based judicial review of all forms of government activity. The model is shown in operation in three fields that span the full range of government activity: immigration (administrative action), criminal justice (legislation) and housing (multi-level decisions).

• Examines the relationship between proportionality and deference, thereby providing judges, practitioners and researchers with a fresh understanding of these key concepts

• Covers judicial review of both legislation and administrative action and will thus appeal to both administrative and constitutional lawyers

• Applies the theoretical model to existing case law in immigration, criminal justice and housing, thereby giving the theoretical approach practical bite

Acknowledgements
xi
Table of cases
xiii
Table of statutes
xvii
1       Proportionality, Deference and Institutional Sensitivity
1
1.1     Rights-based judicial review
3
1.2     Proportionality – A judicial tool for navigating rights
5
1.2.1   Proportionality as an independent standard
8
1.2.2   Proportionality as a secondary question
11
1.2.3   A process-based approach
13
1.3     Proportionality-based judicial review of the different forms of government action
14
1.4     The problem of uncertainty and the need for deference
18
1.4.1   Epistemic uncertainty
20
1.4.2   Early spatial approaches
22
1.5     Accounting for deference
23
1.5.1   Due deference
24
1.5.2   Non-doctrinalists
26
1.6     Integrating deference within proportionality
30
1.7     A framework for separation-of-powers arguments
34
1.8     Building an institutionally sensitive approach
36
2       An Integrated Account of Proportionality and Deference
39
2.1     The inputs of proportionality
40
2.1.1   Human rights norms
42
2.1.2   Public interest norms
43
2.1.3   Derivative norms
49
2.2     The four stages of the proportionality test
50
2.3     The process of proportionality
53
2.3.1   Rational connection
54
2.3.2   Minimal impairment
55
2.3.3   Overall balancing
56
2.3.4   A flexible process that produces human rights rules
59
2.4     Integrating three categories of deference
62
2.4.1   Structural deference
63
2.4.2   Uncertainty and deference
67
2.4.3   Empirical deference
68
2.4.4   Normative deference
71
2.4.5   The level of deference
73
2.5     Conclusion
74
3       An Institutionally Sensitive Approach
76
3.1     Forms of government activity
79
3.2     Institutional factors that affect proportionality and deference
85
3.2.1   Choice of objectives
85
3.2.2   Range of options
90
3.2.3   Scope of the decision: individual vs. general
94
3.3     Multi-level decision-making
97
3.4     Institutional sensitivity and the reasons for deference
104
3.4.1   Democratic legitimacy
107
3.4.2   Institutional competence
113
3.4.3   Sections 3 and 4 of the HRA and Parliament
117
3.5     Conclusion
120
4       Proportionality and Deference in Judicial Review of Administrative Decisions: Immigration
123
4.1     Inputs of the proportionality test
126
4.1.1   Human rights principles
127
4.1.2   Public interest principles
134
4.1.3   Rational connection
141
4.2     Minimal impairment
142
4.3     Overall balancing
148
4.3.1   Overall balancing and empirical deference
151
4.3.2   Overall balancing and normative deference
156
4.3.3   Overall balancing and delay
161
4.4     Conclusion
164
5       Proportionality and Deference in Judicial Review of Legislation: Criminal Justice
166
5.1     Inputs of the proportionality test
168
5.1.1   Human rights principles
169
5.1.2   Public interest principles
176
5.1.3   Rational connection
181
5.2     Minimal impairment
182
5.2.1   Minimal impairment and structural deference
185
5.2.2   Minimal impairment and empirical deference
191
5.2.3   Minimal impairment and section 4 of the HRA
196
5.3     Overall balancing
198
5.3.1   Overall balancing, empirical deference and the general scope of rules
202
5.3.2   Overall balancing and normative deference
203
5.4     The reasons for deference
204
5.5     Conclusion
208
6       Proportionality and Deference in Judicial Review of Multi-Level Decisions: Housing
210
6.1     Inputs of the proportionality test
211
6.1.1   Human rights principles
211
6.1.2   Public interest principles
215
6.2     Minimal impairment and overall balancing at individual levels of government
220
6.3     Minimal impairment and overall balancing in multi-level cases
231
6.4     Conclusion
252
7       Conclusion
254
7.1     Five categorisations
255
7.2     An institutionally sensitive approach
257
7.3     Institutional sensitivity and the HRA case law
261
7.3.1   Administrative decision-making cases
261
7.3.2   Rule-making cases
262
7.3.3   Multi-level decision cases
262
7.4     Benefits of the institutionally sensitive approach
263
7.5     Conclusion
265
Bibliography
267
Index
283

Dr Alan D. P. Brady
Trinity College, Dublin

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