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Regulation of International Finance

Regulation of International Finance

Author: Philip R Wood, QC (Hon)
Publisher: Sweet & Maxwell U.K.
ISBN: 9781847032126
Published In: August 2007
Format: Hardback
Jurisdiction: International ? Disclaimer:
Countri(es) stated herein are used as reference only

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Contents

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Part of the Law and Practice of International Finance series, this essential reference provides an in-depth analysis of the substantive areas affecting the regulation of international finance, from authorisation of banks and investment firms to capital adequacy. This guide:

Sets the scene with a clear examination of the history, principles and policies of financial regulation
Contains a large number of snapshot surveys of regulatory regimes, arranged by country so you can gain an overview of the relevant legislation
Reviews the regulation of banks, investment firms, broker dealers, investment managers and advisers
Covers the regulation of exchanges
Deals with the conduct of business by financial firms, including conflicts of interest and client assets
Includes coverage of the regulation of prospectuses, prospectus liability and due diligence
Surveys collective investment schemes and hedge funds so you know what to do in these developing areas
Deals with market manipulation, insider dealing and other market abuse so you can help your clients avoid, detect and resolve issues in these areas
Surveys financial supervision and capital adequacy giving you an overview of how these work and are assessed
Provides commentaries on relevant documentation so you’ll be able to draft the documents you need with ease