Name: Resales of Restricted Securities, 2016 Edition
Brand: Clark Boardman Callaghan
SKU: 9780314648068
Price: 13610.00 HKD
Availability: OutOfStock
Author: J. William Hicks
ISBN: 9780314648068

Resales of Restricted Securities, 2016 Edition

By J. William Hicks

Clark Boardman Callaghan March 2016

Specifications

ISBN-13: 9780314648068
Publisher: Clark Boardman Callaghan
Publication: March 2016
Format: Paperback , 752 pages
Jurisdiction: U.S. ? Countri(es) for reference only

Details

In Resales of Restricted Securities renowned author J. William Hicks alerts you to judicial, legislative, and administrative developments that have an impact on clients relevant to public, private, and extraterritorial resales. Use the interpretations and guidance found in the text to help clients avoid legal traps that could trigger financial malpractice suits. Topics include:

The transaction concept and theoretical foundations for the regulation of resales
Identifying troublesome resales
Public resales and Rule 144
Public and private resales and Rule 144(k)
Private resales and Section 4(1*)
Private resales and Rule 144A
Extraterritorial resales and Rule 904 of Regulation S