Securities

Research Handbook On Securities Regulation In The United States

Edited by Jerry Markham · Rigers Gjyshi
Edward Elgar Publishing July 2014

Specifications

ISBN-13
9781782540069
Publisher
Edward Elgar Publishing
Publication
July 2014
Format
Hardback , 544 pages
Jurisdiction
U.S. ? Countri(es) for reference only

Details

This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process. 

Scholars and students of financial law, banking and regulatory law will find this book a useful resource, as will attorneys, compliance professionals, risk-mitigation professionals and corporate leaders.

About the Author

Edited by Jerry W. Markham, Professor of Law, Florida International University at Miami and Rigers Gjyshi, Senior Compliance Associate, The PNC Financial Services Group, Inc., US

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