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Responsibilities of Corporate Officers and Directors Under Federal Securities Law, 2010-2011 Edition

Responsibilities of Corporate Officers and Directors Under Federal Securities Law, 2010-2011 Edition

Name: Responsibilities of Corporate Officers and Directors Under Federal Securities Law, 2010-2011 Edition
Brand: Aspen
SKU: 9780808025740
Price: 1125.20 HKD
Availability: OutOfStock
Author: James Hamilton; Ted Trautmann
ISBN: 9780808025740

Edited by James Hamilton · Ted Trautmann

Aspen October 2010

Specifications

ISBN-13: 9780808025740
Publisher: Aspen
Publication: October 2010
Format: Paperback
Jurisdiction: U.S. ? Countri(es) for reference only

Details

Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940.

The 2010 -2011 Edition includes new discussion of the following:

Dodd-Frank Wall Street Reform and Consumer Protection Act
Shareholder access to proxies
SEC enforcement
Recent case law on fraud liability
Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants

INTRODUCTION