Securities and Financial Services Law, 10th Edition

Part 1 Introduction
1              Regulating securities and markets
2              Administration of the securities and financial services laws
3              The statutory definitions
Part 2 Issuers
4              Regulation of securities offerings
5              Conducting a regulated securities offer
6              Offering financial products other than securities
7              Continuous disclosure
8              Liability for defective disclosure
9              Investor claims for defective disclosure
Part 3 Markets
10              Licensing of market providers
11              Regulation of market participants in the securities markets
12              Enforceability of the ASX Listing Rules
Part 4 Intermediaries
13              Licensing financial intermediaries
14              The relationship between financial services licensees and their clients
Part 5 Market Conduct
15              Mergers and acquisitions
16              Market misconduct, prohibited conduct and short selling
17              Insider trading

• Robert Baxt AO is an Emeritus Partner at Freehills, and Professorial Fellow at the University of Melbourne.
• Ashley Black is a Judge of the Supreme Court of New South Wales.
• Pamela Hanrahan is Associate Professor of Law at Melbourne Law School.