Home >
Law >
Securities >
Securities and Financial Services Law, 10th Edition

Securities and Financial Services Law, 10th Edition

Author: Robert Baxt; Ashley Black; Pamela Hanrahan
Publisher: LexisNexis Australia
ISBN: 9780409352795
Published In: April 2021
Format: Paperback
Jurisdiction: Australia ? Disclaimer:
Countri(es) stated herein are used as reference only

HKD 923.40

Download Order Form

Add to Wishlist
| Add to Compare

Description
Contents
Author

Details

Securities and Financial Services Law is an authoritative text on the regulation of Australian securities markets and of the various entities involved in those markets. This 10th edition provides updated commentary on how various legislative amendments resulting from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and recent case law affect issuers, intermediaries, market operators, traders and investors.

Features

• Examines an area that is of significant practical importance for the Australian economy and for investors, including the many Australians who hold retirement savings in the form of superannuation.

Part 1 Introduction
1              Regulating securities and markets
2              Administration of the securities and financial services laws
3              The statutory definitions
Part 2 Issuers
4              Regulation of securities offerings
5              Conducting a regulated securities offer
6              Offering financial products other than securities
7              Continuous disclosure
8              Liability for defective disclosure
9              Investor claims for defective disclosure
Part 3 Markets
10              Licensing of market providers
11              Regulation of market participants in the securities markets
12              Enforceability of the ASX Listing Rules
Part 4 Intermediaries
13              Licensing financial intermediaries
14              The relationship between financial services licensees and their clients
Part 5 Market Conduct
15              Mergers and acquisitions
16              Market misconduct, prohibited conduct and short selling
17              Insider trading

Robert Baxt AO is an Emeritus Partner at Freehills, and Professorial Fellow at the University of Melbourne.
Ashley Black is a Judge of the Supreme Court of New South Wales.
Pamela Hanrahan is Associate Professor of Law at Melbourne Law School.