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Securities Law, 2nd Edition

Securities Law, 2nd Edition

  • Author:
  • Publisher: Sweet & Maxwell U.K.
  • ISBN: 9780414028456
  • Published In: November 2013
  • Format: Hardback , 874 pages
  • Jurisdiction: U.K. ? Disclaimer:
    Countri(es) stated herein are used as reference only
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  • Description 
  • Contents 
  • Details

    Securities Law is a comprehensive treatment of securities regulation, providing you with an in-depth guide to explain how everything works and fits together. Including a full account of the new UK regulatory structure as it applies to securities law, the book also gives you a detailed explanation of the changes at EU level and their impact on securities regulation.

    The new 2nd edition:

    • Includes coverage of UK and EU regulation of securities
    • Analyses the impact of the Financial Services Act 2012 on securities law in the UK, and the effect of the Larasiere Report on securities regulation across the EU
    • Covers the full range of securities issues, including shares, bonds and securitised derivatives
    • Discusses the liability of those responsible for the preparation of prospectuses for losses suffered by investors under private law and statute
    • Explains the criminal law on insider dealing, fraud under the Fraud Act 2006, general offences under FSMA 2000, and the regulation of market abuse more generally
    • Analyses the implication of MiFID, Prospectus Directive, Transparency Obligations Directive, and most recent version of the FCA Handbook
    • Explores the regulation of the Alternative Investment Market (AIM)
    • Advises on the securities law implication arising from takeovers
    • Includes guidance on the allotment of shares and other company issues
    • Explains the application of corporate governance norms to securities regulation

     

    The new edition explains the fundamental regulatory changes at the EU and the UK level.

    At the EU level:

    • Explains the effect of the Larosiere Report on EU financial regulation
    • Explains the new regulatory structure in the EU
    • Analyses changes to the Prospectus Directive and to the Transparency Obligations Directive
    • Analyses changes to MiFID

    At the UK level:

    • Explains the new financial regulatory structure in the UK
    • Overview of securities law
    • Sources of securities law
    • EU securities regulation
    • UK financial services regulation
    • Corporate governance
    • Financial promotion
    • Prospectuses
    • Transparency obligations
    • The Listing Principles
    • Admission to listing
    • Maintenance of listing
    • Discontinuance of listing
    • The Alternative Investment Market
    • Takeovers
    • Private law liability in the issue of securities
    • Criminal law liability in the issue of securities
    • Allotment of shares and related company law issues

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