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Securities Law: HKSAR and People's Republic of China (2nd Edition)

Securities Law: HKSAR and People's Republic of China (2nd Edition)

Publisher: LexisNexis Hong Kong
ISBN: 9780409998337
Published In: Subscription-type (Contents updated periodically)
Format: Loose-leaf (3 volumes)
Jurisdiction: China, Hong Kong ? Disclaimer:
Countri(es) stated herein are used as reference only

List Price: HKD 13,800.00

HKD 13,386.00 Save HKD 414.00 (3%)

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Securities Law HKSAR and People’s Republic of China is a looseleaf service providing a centralised, accessible source of legislation and commentary on securities law in Hong Kong.

The 2nd edition of the service introduces an entirely new structure to reflect the business realities of the securities industry.

Commentary topics are now divided under three general headings: Listed Companies; Intermediaries and Investment Products; and Enforcement of Rights and Regulations.

The 2nd edition also provides fully updated commentaries, including entirely new areas of securities law previously not covered. Combining primary sources of securities law, such as the relevant legislation, rules and codes, and expert commentary on procedure, legal decisions and rulings of regulatory bodies.

Securities Law provides a one-stop reference for this broad and dynamic area of law.

Introductory topics:

l   Securities regulation in Hong Kong: A History

l   Market regulators and market regulation in Hong Kong

l   Enforcing rights and regulations.

Listed Company topics:

l   Listing qualifications; Application procedure and requirements

l   Overseas issuers; GEM Listing

l   Prospectuses

l   Post-listing matters

l   Corporate governance

l   Notifiable and Connected Transactions

l   Takeovers and Mergers

l   Intermediaries and Investment

Products topics

l   Licensing and registration

l   Initial and on-going requirements

l   Conduct of intermediaries

l   Discipline

l   Compensation

l   Regulated Investment Products

Enforcement of Rights and Regulations topics:

l   Directors’ Liabilities and Members’ Remedies

l   Market

l   Misconduct and Insider Dealing

l   Financial crimes (other than misconduct)

l   Improper trading practices.

Remarks: Price includes future updates within 12 months. After 12 months, we will quote you the price for future updates of another 12 months.
Editor-in-Chief:

Bernard Mak, LLB (HKU); Barrister, Hong Kong

General Editor:

Antonio M Da Roza, LLB (KCL), PCLL (HKU), LLM (HKU), MCI Arb, AMHKI Arb; Barrister, Hong Kong

Editor, Enforcement of Rights and Regulations:

Edwin Choy, AB (Georgetown), LLB (London), MBA (Hull); Barrister, Hong Kong

Editor, Corporate Governance:

Dr Davy Wu, LLB (HKU), PCLL (HKU), PhD (HKU); Assistant Professor, Baptist University Hong Kong

Editor, Intermediaries and Investment Products:

Stanley Cheung, LLM (HKU), MA (HKU), CPE (MMU), BSc (UoM), BA (CUHK), CPA, ACIB; Senior Compliance Manager, CLSA