Law Securities Recommended for You

Securities Regulation in Cyberspace, 4th Edition (1-year Online Subscription)

Edited by Howard Friedman · Eric C. Chaffee
Wolters Kluwer Legal & Regulatory U.S. (Online)

Specifications

ISBN-13
10071640
Publisher
Wolters Kluwer Legal & Regulatory U.S. (Online)
Format
Online
Jurisdiction
U.S. ? Countri(es) for reference only
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Securities Regulation in Cyberspace analyzes the interweaving of technology and the securities laws. The authors provide an in-depth review of the tremendous impact technological advancements such as the Internet have had, and will continue to have, on securities regulation. The book covers electronic delivery of disclosure, both in securities offerings and to satisfy ongoing Exchange Act obligations, and discusses the state and federal regulation of offering of securities electronically, both domestically and internationally. Designed for readers seeking a comprehensive, integrated guide to the innovative legal challenges of raising capital, maintaining investor relations and trading securities online, both the novice and the expert are shown how to use Internet technology in corporate financing, securities trading, and investor relations.

Securities Regulation in Cyberspace examines in detail major areas of interest and more:

  • Securities Act compliance in online offerings
  • Electronic delivery of SEC documents
  • Private placement and direct public offerings through the Internet
  • Blue sky laws in cyberspace
  • Investor relations on the WWW
  • Internet marketing of mutual funds
  • Proxy statements and annual meetings in an electronic era
  • Tender offers and takeovers using Internet technology
  • Securities fraud in cyberspace
  • Brokerage firms' use of Internet technology
  • Investment advisors online

The Fourth Edition has been significantly revised since the previous edition and, among other topics, includes coverage of:

  • Cybersecurity and the SEC
  • Cryptocurrencies as securities
  • New developments regarding EDGAR and XBRL
  • Recent amendments to the intrastate offerings exemptions
  • Insider trading and hacking
  • Broker-dealer liability for data breaches
  • High Frequency trading and “spoofing”
  • The rise of robo-advisers
  • New developments regarding the consolidated audit trail

Table of Contents

Introduction
Chapter 1 Securities Regulation and The Online Revolution
Chapter 2 Electronically Posting and Delivering Sec Documents
Chapter 3 The Electronic Data Gathering, Analysis, and Retrieval System (Edgar)
Chapter 4 Electronic Offer, Sale, Aand Distribution Of Securities: Guide For Issuers, Underwriters, and Dealers
Chapter 5 Finding Capital Through the Internet: E-Underwriters and Direct Issuer Offerings
Chapter 6 Blue Sky Law Considerations in Cyberspace
Chapter 7 International Offerings in an Electronic Age
Chapter 8 Issuer and Third-Party Bulletin Boards: Unsuccessful Experiments in Seeking Liquidity Online
Chapter 9 Electronic Marketing of Mutual Fund Shares
Chapter 10 Employee Stock Plans, Dividend Reinvestment Plans, and Direct Stock Purchase Plans
Chapter 11 Investor Relations on the World Wide Web
Chapter 12 Corporate Governance in Cyberspace: Proxy Statements, Annual Reports, and Virtual Shareholder Meetings
Chapter 13 Electronic Tender Offers, Takeover Bids, and Proxy Fights
Chapter 14 Securities Fraud in Cyberspace: Scams, Liability, and Litigation
Chapter 15 Broker-Dealers and Internet Technology: SEC and SRO Regulation
Chapter 16 Providing Online Financial Advice: Regulation of Investment Advisers
Chapter 17 Bond Markets in the Electronic Age: Corporate, Government, and Municipal Securities
Chapter 18 ECNs and the SEC’s Alternative Trading System Rules
Chapter 19 Online Resources for Securities Lawyers
Index

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