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Coming Soon SFC Investigations and Enforcement Proceedings

SFC Investigations and Enforcement Proceedings

  • Author:
  • Publisher: LexisNexis Hong Kong
  • ISBN: 9789888600205
  • Published In: September 2019
  • Format: Paperback
  • Jurisdiction: Hong Kong ? Disclaimer:
    Countri(es) stated herein are used as reference only

List Price: HKD 1,500.00

HKD 1,410.00 Save HKD 90.00 (6%)

Delivery Time: around 1 week ?Extra 2-10 working days for address outside Hong Kong
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  • Description 
  • Contents 
  • Author 
  • Details

    This title is the first of its kind to provide comprehensive guidance on how to prepare and respond to investigations and enforcement proceedings undertaken by the Securities and Futures Commission (SFC) in Hong Kong, including answers to the questions which commonly arise in the conduct of any such matter.

  • This text is split into five key sections to enhance usability and assist readers to interact with the content most efficiently and effectively.
    Part 1 - Introduction
    Part 2 - Common Issues
    Part 3 - Investigations
    Part 4 - Enforcement Proceedings
    Part 5 - Key Offence Provisions

  • Nathan Dentice

    Nathan specialises in contentious regulatory matters and complex commercial litigation. In his regulatory practice, he routinely represents parties subject to SFC investigations and enforcement proceedings. He also advises several statutory regulators on the discharge of their public law functions, including their investigation and disciplinary responsibilities. He has conducted a number of the leading public law cases which have served to define the role and duties of the regulator in Hong Kong. Nathan began his legal career in New Zealand. He moved to Hong Kong in 2002 to join the high profile commercial litigation and securities regulatory team at Richards Butler. He has continued with the team since, and was part of the team’s move to MinterEllison LLP in January 2019. He is qualified in New Zealand and Hong Kong.

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