Legal Profession

SRA Handbook October 2012

By Solicitors Regulation Authority
Law Society Publishing December 2012

Specifications

ISBN-13
9781907698569
Publisher
Law Society Publishing
Publication
December 2012
Format
Paperback , 560 pages
Jurisdiction
U.K. ? Countri(es) for reference only

Details

Every solicitor in England and Wales needs to understand the ongoing changes to the rules governing their conduct and the responsibilities and obligations that the SRA imposes on them.

The SRA Handbook crystallises the SRA's risk-based and outcomes-focused approach and helps ensure that you and your practice are able to offer your clients the services they require, to best suit their needs.

Understand the latest changes and obligations with this new edition, updated to Version 5 (V5), October 2012. SRA revisions* since the last print edition include:

  • V2: Correction of typographical errors as well as changes to the Code, Accounts Rules and some of the other Rules
  • V3: Removal of the definition provisions dispersed throughout the Handbook, which have been substituted with a full Glossary
  • V3: Changes to the Code, Accounts Rules, the Indemnity Rules, the Transfer of Rules and the Higher Rights of Audience Regulations 2011
  • V3: Substantive changes to the Practice Framework Rules, the Authorisation Rules and the Practising Regulations
  • V3: Repeal of the SRA Recognised Bodies Regulations 2011
  • V3: The new SRA Insolvency Practice Rules 2012
  • V4: Changes to the Practice Framework Rules 2011, the Authorisation Rules for Legal Services Bodies and Licensable Bodies 2011 and the Practising Regulations 2011, including the requirement for all firms to appoint COLPs and COFAs
  • V5: Changes to the SRA Indemnity Insurance Rules, the SRA Indemnity Rules and the Compensation Fund Rules.

Conveniently containing the updated Code and the Accounts Rules in one place, this Handbook is essential to the work of all solicitors in England and Wales.

Table of Contents

Part A - Introduction; 
Part B - Principles; 
Part C - SRA Code of Conduct; 
Part D - SRA Accounts Rules; 
Part E - Authorisation and Practising Requirements: Introduction; 
1. SRA Practice Framework Rules; 
2. SRA Authorisation Rules for Legal Services Bodies and Licensable Bodies; 
3. SRA Practising Regulations; 
4. Solicitors Keeping of the Roll Regulations 1999; 
5. SRA Training Regulations; 
6. SRA AdmissionsRegulations; 
7. SRA Qualified Lawyers Transfer Scheme Regulations; 
8. SRA Higher Rights of AudienceRegulations; 
9. SRA Quality Assurance Scheme for Advocates (Crime) Notification Regulations; 
10. SRA Suitability Test; 
Part F - Client Protection: Introduction; 
1. SRA Indemnity Insurance Rules; 
2. SRA Indemnity (Enactment) Rules; 
3. SRA Indemnity Rules; 
4. SRA Compensation Fund Rules; 
5. SRA Intervention Powers (Statutory Trust) Rules; 
Part G - Discipline and Costs Recovery: Introduction; 
1. SRA Disciplinary Procedure Rules; 
2. SRA Cost of Investigations Regulations; 
Part H - Specialist Services 
1. SRA Property Selling Rules; 
2. SRA Financial Services (Scope) Rules; 
3. SRA Financial Services (Conduct ofBusiness) Rules. 
4. SRA European Cross-border Practice Rules; 
5. SRA Insolvency Practice Rules; 
Glossary.

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