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SRA Standards and Regulations: July 2021 edition

SRA Standards and Regulations: July 2021 edition

Author: Solicitors Regulation Authority
Publisher: Law Society Publishing
ISBN: 9781784461966

Previous Edition ISBN: 9781784461331
Published In: September 2021
Format: Paperback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

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Description
Contents

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The SRA Standards and Regulations replaced the SRA Handbook in November 2019. They set out the requirements that all solicitors are expected to adhere to when practising, working with clients and in the public interest. This revised edition captures updates and amendments made by the SRA since November 2019 to the following Standards and Regulations:

SRA Application, Notice, Review and Appeal Rules;
SRA Authorisation of Firms Rules;
SRA Authorisation of Individuals Regulations;
SRA Financial Services (Conduct of Business) Rules;
SRA Regulatory and Disciplinary Procedure Rules;
SRA Indemnity Rules 2012;
SRA Compensation Fund Rules 2021; and
SRA Glossary

In one convenient volume, this print edition brings together the full text of the Standards and Regulations, along with the SRA’s Enforcement Strategy, which underpins the rules.

This text is essential reading for all solicitors to ensure that they are complying with the rules set down by the Solicitors Regulation Authority. The Standards and Regulations are updated online at www.sra.org.uk/solicitors/standards-regulations.

1. SRA Principles

2. SRA Code of Conduct for Solicitors, RELs and RFLs

3. SRA Code of Conduct for Firms

4. SRA Accounts Rules

5. SRA Application, Notice, Review and Appeal Rules

6. SRA Assessment of Character and Suitability Rules

7. SRA Authorisation of Firms Rules

8. SRA Authorisation of Individuals Regulations

9. SRA Education, Training and Assessment Provider Regulations

10. SRA Financial Services (Scope) Rules

11. SRA Financial Services (Conduct of Business) Rules

12. SRA Overseas and Cross-border Practice Rules