The Law of Capital Markets in the EU: Disclosure and Enforcement

Banking / Finance

The Law of Capital Markets in the EU: Disclosure and Enforcement

By Konstantinos Sergakis
Hart Publishing April 2018

Specifications

ISBN-13
9781137518460
Publisher
Hart Publishing
Publication
April 2018
Format
Paperback
Jurisdiction
U.K. ? Countri(es) for reference only

Details

An authoritative academic text useful for students, academics, practitioners and policy makers, combining a theoretical and practical overview of the current EU legal framework applicable to capital markets, with succinct and comparative analysis of the interaction between market actors and EU law that has shaped the regulatory agenda at national and EU level.

Table of Contents

PART I: INTRODUCTION TO THE LAW OF CAPITAL MARKETS IN THE EU
1. The Foundations of the Law of Capital Markets in the EU
2. Markets, Participants and Financial Instruments
3. Supervision and Sanctions

PARTII: LISTED COMPANIES AND DISCLOSURE OBLIGATIONS
4. Prospectus Disclosure Obligations
5. Periodic Disclosure Obligations
6. Episodic Disclosure Obligations
7. Transparency of Ownership Structures

PART III: INAPPROPRIATE MARKET PRACTICES AND MARKET INTEGRITY
8. Insider Dealing
9. Market Manipulation
10. Short Selling

PART IV: GATEKEEPERS
11. Investment Firms
12. Financial Analysts
13. Credit Rating Agencies
14. Proxy Advisors.
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