PART I:
BACKGROUND
Chapter 1
UNDERSTANDING MONEY LAUNDERING
§ 1.01 Introduction to Money Laundering
§ 1.02 History of Money Laundering
§ 1.03 Definition of Money Laundering
§ 1.04 Scope of Anti-Money Laundering Regulation
§ 1.05 Why Criminals Need to Launder Money
§ 1.06 Amount of Money Laundered
§ 1.07 Why Combat Money Laundering?
§ 1.08 Financial Institution Anti-Money Laundering Obligations
§ 1.09 Anti-Money Laundering Regulatory Burden
§ 1.10 Money Laundering as a Crime
§ 1.11 Financial Investigations That Follow the Money
§ 1.12 National Money Laundering Strategy
§ 1.13 Failure of Resolve to Fight Money Laundering?
§ 1.14 Annual Anti-Money Laundering Conferences
§ 1.15 Money Laundering and Tax Evasion
Chapter 2
MONEY LAUNDERING METHODS
§ 2.01 How Money Is Laundered
§ 2.02 Three Stages of Money Laundering
§ 2.03 Bulk Cash Smuggling
§ 2.04 Money Laundering Through Banks
§ 2.05 Money Laundering in the Gaming Industry
§ 2.06 Money Laundering Via Money Services Businesses (MSBs)
§ 2.07 Securities Industry and Money Laundering
§ 2.08 Insurance Industry and Money Laundering
§ 2.09 Money Laundering Through Precious Metals, Stones or Jewels
§ 2.10 Front Companies and Money Laundering
§ 2.11 Trade-Based Money Laundering
§ 2.11A Funnel Accounts and Money Laundering
§ 2.12 Money Laundering Through Shell Companies
§ 2.13 Money Laundering Through Lawyers
§ 2.14 Money Laundering Through Accountants
§ 2.15 Money Laundering Via Informal Value Transfer Systems
§ 2.16 Money Laundering by Lawmakers
§ 2.17 Sports and Money Laundering
§ 2.18 Art Market and Money Laundering
Chapter 3
MONEY LAUNDERING LEGAL FRAMEWORK
§ 3.01 Anti-Money Laundering Legal Framework
§ 3.02 Bank Secrecy Act (BSA)
§ 3.03 Comprehensive Crime Control Act (CCCA) of 1984
§ 3.04 Money Laundering Control Act (MLCA) of 1986
§ 3.05 Money Laundering Prosecution Improvements Act of 1988
§ 3.06 Crime Control Act of 1990
§ 3.07 Annunzio-Wylie Anti-Money Laundering Act (1992)
§ 3.08 Money Laundering Suppression Act (MLSA) of 1994
§ 3.09 Money Laundering and Financial Crimes Strategy Act of 1998
§ 3.10 Civil Asset Forfeiture Reform Act (CAFRA) of 2000
§ 3.11 USA Patriot Act (2001)
§ 3.12 Suppression of the Financing of Terrorism Convention
Implementation Act of 2002
§ 3.13 Intelligence Reform and Terrorism Prevention Act of 2004
§ 3.14 USA Patriot Improvement and Reauthorization Act of 2005
§ 3.15 Credit Card Accountability Responsibility and Disclosure Act
of 2009
§ 3.16 Federal Civil Penalties Inflation Adjustment Act
Chapter 4
ROLE OF FEDERAL AGENCIES
§ 4.01 Federal Agencies Tasked with Anti-Money Laundering
§ 4.02 Financial Crimes Enforcement Network (FinCEN)
§ 4.03 Internal Revenue Service (IRS)
§ 4.04 Banking Agencies
§ 4.05 Securities and Exchange Commission (SEC)
§ 4.06 Commodity Futures Trading Commission (CFTC)
§ 4.07 Self-Regulatory Organizations (SROs)
§ 4.08 Federal Housing Finance Agency (FHFA)
§ 4.09 U.S. Customs and Border Protection (CBP)
§ 4.10 U.S. Immigration and Customs Enforcement (ICE)
§ 4.11 Department of Justice
§ 4.12 Drug Enforcement Administration (DEA)
§ 4.13 Office of Foreign Assets Control (OFAC)
§ 4.14 BSA Advisory Group (BSAAG)
Chapter 5
TERRORIST FINANCING
§ 5.01 Money Laundering and Terrorist Financing
§ 5.01A Terrorist Groups
§ 5.02 Terrorist Funding Needs
§ 5.03 Terrorist Funding Sources
§ 5.04 Moving Funds
§ 5.05 Terrorist Financing Crimes
§ 5.06 Executive Order 13224
§ 5.07 Private Right of Action—Anti-Terrorism Act (ATA)
§ 5.07A Private Right of Action—Alien Tort Statute (ATS)
§ 5.08 OFAC Sanctions Against Terrorist Financing
§ 5.09 Constitutionality of Terrorist Financing Laws
§ 5.10 Role of Financial Institutions Against Terrorist Financing
§ 5.11 Investigation and Prosecution of Terrorist Financing
PART II:
PROGRAMS
Chapter 6
ANTI-MONEY LAUNDERING PROGRAM
§ 6.01 Anti-Money Laundering Program—Purpose and Importance
§ 6.02 Anti-Money Laundering Program—Statute
§ 6.03 Anti-Money Laundering Program—Regulations
§ 6.04 Anti-Money Laundering Program—General Considerations
§ 6.05 Anti-Money Laundering Program—Penalties
§ 6.06 Definition of Financial Institution
§ 6.07 Banking Industry Anti-Money Laundering Program
§ 6.08 Casino and Card Club Anti-Money Laundering Program
§ 6.09 Money Services Business Anti-Money Laundering Program
§ 6.10 Securities Broker-Dealer Anti-Money Laundering Program
§ 6.11 Mutual Fund Anti-Money Laundering Program
§ 6.12 Insurance Companies
§ 6.13 Futures Commission Merchants and Introducing Brokers
§ 6.14 Dealers in Precious Metals, Stones, Jewels
§ 6.15 Operators of Credit Card Systems
§ 6.16 Loan or Finance Companies
§ 6.17 Housing Government Sponsored Enterprises
§ 6.18 Investment Adviser Anti-Money Laundering Program
§ 6.19 Financial Institutions Exempt from Anti-Money Laundering
Program
Chapter 7
CUSTOMER IDENTIFICATION PROGRAM
§ 7.01 Customer ID Program—Purpose and Importance
§ 7.02 Customer ID Program—Statute
§ 7.03 Customer ID Program—Regulations
§ 7.04 Customer ID Program—General Considerations
§ 7.05 Customer ID Program—Penalties
§ 7.06 Banking Industry Customer ID Program
§ 7.07 Casino Customer ID Program
§ 7.08 Money Services Business Customer ID Program
§ 7.09 Securities Broker-Dealer Customer ID Program
§ 7.10 Mutual Funds
§ 7.11 Insurance Companies
§ 7.12 Futures Commission Merchants and Introducing Brokers
§ 7.13 Dealers in Precious Metals, Stones, Jewels
§ 7.14 Operators of Credit Card Systems
§ 7.15 Loan or Finance Companies
§ 7.16 Housing Government Sponsored Enterprises
§ 7.17 Investment Advisers
Chapter 7A
BENEFICIAL OWNERSHIP REQUIREMENTS FOR LEGAL
ENTITY CUSTOMERS
§ 7A.01 Beneficial Ownership and Money Laundering
§ 7A.02 Beneficial Ownership Rule (1010.230)
§ 7A.03 Compare: Customer Due Diligence Rule (1020.210(b)(5))
§ 7A.04 Definition of Covered Financial Institution
§ 7A.05 Definition of Beneficial Owner
§ 7A.06 Definition of Legal Entity Customer
§ 7A.07 Definition of New Account
§ 7A.08 Identifying Beneficial Owners of Legal Entity Customers
§ 7A.09 Verifying Identity of Beneficial Owners
§ 7A.10 Certification Regarding Beneficial Owners
§ 7A.11 Exemptions from Beneficial Ownership Requirements
§ 7A.12 Updating Beneficial Ownership Information
§ 7A.13 Beneficial Ownership Recordkeeping
§ 7A.14 Reliance on Another Financial Institution for Beneficial
Ownership
§ 7A.15 Beneficial Ownership Relevance to Other Legal
Requirements
§ 7A.16 Supervisory Examination Procedures for Beneficial
Ownership
Chapter 8
INFORMATION SHARING
§ 8.01 Introduction to BSA Information Sharing
§ 8.02 Information Sharing Statute—Section 314
§ 8.03 FinCEN Information Sharing Regulations
§ 8.04 Information Sharing Definitions
§ 8.05 FinCEN Information Request Procedure
§ 8.06 Responding to a FinCEN Information Request
§ 8.07 FinCEN Information Request—No Other Action Required
§ 8.08 FinCEN Information Request and Customer Privacy Laws
§ 8.09 Critique of the Information Request System
§ 8.10 Flow of BSA Information from FinCEN
§ 8.11 Information Sharing Among Financial Institutions—Section
314(b)
§ 8.12 BSA Information Sharing Liability Safe Harbor
§ 8.13 FinCEN Exchange
Chapter 9
DUE DILIGENCE FOR CORRESPONDENT AND PRIVATE
BANKING
§ 9.01 Correspondent Banking and Money Laundering
§ 9.02 Due Diligence for Correspondent Accounts for Foreign Banks
§ 9.03 Correspondent Accounts—Basic Due Diligence
§ 9.04 Correspondent Accounts—Enhanced Due Diligence
§ 9.05 Correspondent Accounts—Record of Owners/Agent
§ 9.06 Correspondent Accounts—Additional Requirements
§ 9.07 Correspondent Accounts—Foreign Shell Banks
§ 9.08 Due Diligence for Private Banking Accounts for Non-U.S.
Persons
§ 9.09 Government Access to Foreign Bank Records
§ 9.10 Forfeiture from Interbank Account Held by Foreign Bank
§ 9.11 Penalties
Chapter 10
OFAC COMPLIANCE
§ 10.01 About OFAC
§ 10.02 OFAC Legal Framework
§ 10.03 OFAC Relation to Anti-Money Laundering
§ 10.04 OFAC Sanctions Against Countries
§ 10.05 OFAC Sanctions Against Listed Persons (SDNs)
§ 10.06 OFAC Blocked Transactions
§ 10.07 OFAC Prohibited Transactions
§ 10.08 OFAC Reporting
§ 10.09 OFAC Licenses
§ 10.10 OFAC Compliance Program
§ 10.11 Examination for OFAC Compliance
§ 10.12 OFAC Enforcement Action
§ 10.13 Civil OFAC Penalties
§ 10.14 Criminal OFAC Penalties
§ 10.15 Global Magnitsky Human Rights Accountability Act
PART III:
RECORDS AND REPORTS
Chapter 11
RECORDKEEPING
§ 11.01 Overview of BSA Recordkeeping
§ 11.02 Sale of Monetary Instruments, $3,000 to $10,000
§ 11.03 Foreign Financial Accounts
§ 11.04 Extensions of Credit and International Transfers
§ 11.05 Funds (Wire) Transfers
§ 11.06 The Travel Rule
§ 11.07 Geographic Targeting Order Records
§ 11.08 Additional Records: Banks
§ 11.09 Additional Records: Securities Broker-Dealers
§ 11.10 Additional Records: Casinos and Card Clubs
§ 11.11 Additional Records: Money Services Businesses
§ 11.12 Record Retention
§ 11.13 Enforcement
Chapter 12
BSA REPORTING
§ 12.01 Introduction to Bank Secrecy Act Reporting
§ 12.02 Overview of BSA Reporting Requirements
§ 12.03 Each BSA Reporting Rule Stands Independent
§ 12.04 How Government Uses BSA Information
§ 12.05 Re-Dissemination Guidelines
§ 12.06 BSA E-Filing
§ 12.07 Getting Answers to Questions
§ 12.08 Requesting an Administrative Ruling
§ 12.09 Using Automated Systems to Facilitate BSA Reporting
Chapter 13
CURRENCY TRANSACTION REPORT (CTR)
§ 13.01 Currency Transaction Report—Introduction
§ 13.02 Currency Transaction Report—Statute
§ 13.03 Currency Transaction Report—Regulations
§ 13.04 Currency Transaction Report—Constitutionality
§ 13.05 Currency Transaction Report—General Considerations
§ 13.06 Filing Obligation—Financial Institutions Other Than Casinos
§ 13.07 Filing Obligation—Casinos
§ 13.08 Filing Obligation—Customers
§ 13.09 Aggregation of Currency Transactions
§ 13.10 Aggregation—Casinos
§ 13.11 Structured Transactions
§ 13.12 Transactions of Exempt Persons
§ 13.13 Geographic Targeting Order
§ 13.14 Verifying Customer Identity for CTR Purposes
§ 13.15 Completing the CTR
§ 13.16 Filing the CTR
§ 13.17 Penalties for Currency Transaction Report Violations
Chapter 14
SUSPICIOUS ACTIVITY REPORT (SAR)
§ 14.01 Suspicious Activity Report—Introduction
§ 14.02 Suspicious Activity Report—Statute
§ 14.03 Suspicious Activity Report—Regulations
§ 14.04 Suspicious Activity Report—Purpose and Importance
§ 14.05 Suspicious Activity Report—Former Regulatory Scheme
§ 14.06 Suspicious Activity Report—Definition of Transaction
§ 14.07 Transactions Reportable as Suspicious
§ 14.08 Suspicious Activity Report—Marijuana-Related Transactions
§ 14.09 Suspicious Activity Report—Confidentiality
§ 14.10 Suspicious Activity Report—Liability Safe Harbor
§ 14.11 Corrected SARs
§ 14.12 Penalties for SAR Non-Compliance
§ 14.13 Banking Industry Suspicious Activity Report
§ 14.14 Casino and Card Club Suspicious Activity Report
§ 14.15 Money Services Business Suspicious Activity Report
§ 14.16 Securities Broker-Dealer Suspicious Activity Report
§ 14.17 Mutual Fund Suspicious Activity Report
§ 14.18 Insurance Company Suspicious Activity Report
§ 14.19 Futures Industry Suspicious Activity Report
§ 14.20 Dealer In Precious Metals, Stones, or Jewels Suspicious
Activity Report
§ 14.21 Credit Card System Operator Suspicious Activity Report
§ 14.22 Loan or Finance Company Suspicious Activity Report
§ 14.23 Housing Government Sponsored Enterprise Suspicious
Activity Report
§ 14.24 Investment Adviser Suspicious Activity Report
§ 14.25 U.S. Postal Service Suspicious Activity Report
§ 14.26 Real Estate Industry Suspicious Activity Report
Chapter 15
CURRENCY RECEIVED IN TRADE OR BUSINESS
(FORM 8300)
§ 15.01 Form 8300—Statute
§ 15.02 Form 8300—Purpose
§ 15.03 Sections 5331 and 6050I Compared
§ 15.04 Form 8300—Regulations
§ 15.05 Compare: Currency Transaction Report
§ 15.06 Definition of Currency
§ 15.07 Who Must File
§ 15.08 Multiple Payments
§ 15.09 Exceptions to Reporting
§ 15.10 Structuring Transactions to Evade Form 8300
§ 15.11 Using Form 8300 for Suspicious Transactions
§ 15.12 Completing Form 8300
§ 15.13 When and Where to File Form 8300
§ 15.14 Statement Furnished to Persons Identified in Form 8300
§ 15.15 Examination for Form 8300 Compliance
§ 15.16 Form 8300 Penalties
Chapter 16
REPORT OF INTERNATIONAL TRANSPORTATION OF
CURRENCY (CMIR)
§ 16.01 Understanding CMIR Reporting
§ 16.02 Statute
§ 16.03 Regulations
§ 16.04 Definitions
§ 16.05 Persons Required to File
§ 16.06 Aggregation
§ 16.07 Structuring
§ 16.08 Completing the CMIR
§ 16.09 Filing the CMIR
§ 16.10 Border Searches for CMIR Compliance
§ 16.11 CMIR Civil Enforcement
§ 16.12 CMIR Criminal Prosecution
§ 16.13 Bulk Cash Smuggling
Chapter 17
FOREIGN BANK ACCOUNT REPORT (FBAR)
§ 17.01 Introduction to Foreign Bank Account Report (FBAR)
§ 17.02 FBAR Statute
§ 17.03 FBAR Regulations
§ 17.04 General Considerations
§ 17.05 Persons Required to File
§ 17.06 Reportable Accounts
§ 17.07 Special Rules for Certain FBAR Filings
§ 17.08 Completing the FBAR
§ 17.09 Filing the FBAR
§ 17.10 Amending the FBAR
§ 17.11 FBAR Recordkeeping
§ 17.12 Examination for FBAR Compliance
§ 17.13 Civil FBAR Penalties
§ 17.14 Criminal FBAR Penalties
§ 17.15 FBAR Statute of Limitations
§ 17.16 IRS Programs to Voluntarily Disclose Previously Unreported
Offshore Assets
§ 17.17 IRS John Doe Summons
§ 17.18 DOJ Swiss Bank Program
§ 17.19 IRS FBAR Whistleblower Awards
Chapter 18
REGISTRATION OF MONEY SERVICES BUSINESS
§ 18.01 Money Services Business (MSB) Registration Overview
§ 18.02 The Money Services Industry
§ 18.03 Statute and Regulations Governing MSB Registration
§ 18.04 Persons Required to Register as MSBs
§ 18.05 Persons Not Required to Register
§ 18.06 Completing FinCEN Form 107
§ 18.07 Persons Responsible for Filing
§ 18.08 When and Where to File
§ 18.09 Supporting Documentation
§ 18.10 List of Agents
§ 18.11 Access to Registration Records
§ 18.12 Protecting Confidential Information
§ 18.13 Ceasing to Be an MSB
§ 18.14 Examination for Compliance
§ 18.15 Civil Penalties
§ 18.16 Criminal Penalties—18 U.S.C. § 1960
PART IV:
CRIMES
Chapter 19
MONEY LAUNDERING OFFENSES GENERALLY
§ 19.01 Overview of Federal Money Laundering Crimes
§ 19.02 Why Lawful Entities Need to Understand Money
Laundering Crimes
§ 19.03 Road to Criminalizing Money Laundering
§ 19.04 Why Prosecutors Favor Money Laundering Charges
§ 19.05 Prosecutorial Approval, Consultation, and Notification
Requirements
§ 19.06 Prosecutorial Misconduct in Money Laundering Cases
§ 19.07 Expert Testimony in Money Laundering Cases
§ 19.08 Corporate Criminal Liability
§ 19.09 Specified Unlawful Activity (SUA)
Chapter 20
DOMESTIC FINANCIAL TRANSACTION—1956(a)(1)
§ 20.01 Introducing Section 1956(a)(1)
§ 20.01A Venue
§ 20.02 Elements
§ 20.03 Each Transaction a Separate Violation
§ 20.04 Multiplicity
§ 20.05 Duplicity
§ 20.06 Definition of Transaction
§ 20.07 Definition of Financial Transaction
§ 20.08 Affecting Commerce
§ 20.09 Conducts a Transaction
§ 20.10 Proceeds
§ 20.11 Proceeds—United States v. Santos
§ 20.12 Proceeds Must Exist Before They Can Be Laundered
§ 20.13 Knowledge
§ 20.14 Intent to Promote
§ 20.15 Intent to Evade Taxes
§ 20.16 Concealment Laundering
§ 20.17 Avoiding Reporting Requirement
§ 20.18 Attempt
§ 20.19 Aiding and Abetting
§ 20.20 Penalties
§ 20.21 Jurisdiction Over Foreign Persons
Chapter 21
INTERNATIONAL TRANSPORTATION—1956(a)(2)
§ 21.01 Introducing Section 1956(a)(2)
§ 21.02 Elements
§ 21.03 Transportation, Transmission, or Transfer
§ 21.04 Each Transfer a Separate Violation
§ 21.05 Monetary Instrument or Funds
§ 21.06 Intent to Promote
§ 21.07 Knowledge of Unlawful Proceeds
§ 21.08 Knowledge of Design to Conceal or Disguise or to Avoid
Reporting
§ 21.09 Willful Blindness
§ 21.10 International “Sting” Operations
§ 21.11 Jury Instructions
§ 21.12 Attempt
§ 21.13 Aiding and Abetting
§ 21.14 Penalties
Chapter 22
UNDERCOVER INVESTIGATION—1956(a)(3)
§ 22.01 Introducing Section 1956(a)(3)
§ 22.02 Illustrations of Undercover Investigations
§ 22.03 Definition of Financial Transaction
§ 22.04 Definition of Represented
§ 22.05 Intent to Promote
§ 22.06 Intent to Conceal or Disguise
§ 22.07 Intent to Avoid Reporting
§ 22.08 Entrapment Defense to Money Laundering Sting Operation
§ 22.09 Outrageous Government Conduct
§ 22.09A Santos Merger Problem
§ 22.10 First-Time Offender
§ 22.11 Ignorance of the Law
§ 22.12 Attempt
§ 22.13 Aiding and Abetting
§ 22.14 Penalties
Chapter 23
MONETARY TRANSACTION IN CRIME PROCEEDS—1957
§ 23.01 Introducing Section 1957
§ 23.02 Jurisdiction
§ 23.03 Elements
§ 23.04 Compare: Section 1956(a)(1)
§ 23.05 Monetary Transaction
§ 23.06 Monetary Transaction—Attorneys Fee Exception
§ 23.07 Effect on Commerce
§ 23.08 Criminally Derived Property
§ 23.09 Value Greater Than $10,000
§ 23.10 Value Greater Than $10,000—Commingling
§ 23.11 Knowledge
§ 23.12 Knowledge—Willful Blindness
§ 23.13 Derived from Specified Unlawful Activity
§ 23.14 Attempt
§ 23.15 Aiding and Abetting
§ 23.16 Statute of Limitations for Section 1957 Offenses
§ 23.17 Penalties for Section 1957 Offenses
§ 23.18 Mandatory Victims Restitution Act (MVRA)
Chapter 24
CONSPIRACY TO COMMIT MONEY LAUNDERING
§ 24.01 Introducing the Crime of Conspiracy
§ 24.02 Statutes
§ 24.03 Venue
§ 24.04 Elements
§ 24.05 Agreement
§ 24.06 Rule of Consistency
§ 24.07 Unlawful Object
§ 24.08 Knowledge
§ 24.09 Knowledge—Willful Blindness
§ 24.10 Intent
§ 24.11 Overt Act
§ 24.12 Proving the Conspiracy
§ 24.13 Prosecuting Laundering as a Drug Conspiracy
§ 24.14 Pinkerton Rule
§ 24.15 Withdrawal
§ 24.16 Statute of Limitations
§ 24.17 Double Jeopardy
§ 24.18 Penalties for Money Laundering Conspiracy
§ 24.19 Restitution to Victims of Money Laundering Conspiracy
§ 24.20 Unindicted Co-Conspirator
PART V:
FORFEITURE
Chapter 25
FORFEITURE—GENERAL CONSIDERATIONS
§ 25.01 Introduction to Asset Forfeiture
§ 25.02 Administrative vs. Judicial Forfeiture
§ 25.02A Criminal vs. Civil Forfeiture
§ 25.03 Historical Background of Asset Forfeiture
§ 25.04 Forfeiture Statutes—Criminal
§ 25.05 Forfeiture Statutes—Civil
§ 25.06 Civil Forfeiture Abuse
§ 25.07 Civil Asset Forfeiture Reform Act of 2000 (CAFRA)
§ 25.08 Supreme Court Cases
§ 25.09 Justice Department Policies
§ 25.10 Equitable Sharing of Forfeited Property
Chapter 26
CRIMINAL FORFEITURE
§ 26.01 Introduction to Criminal Asset Forfeiture
§ 26.02 Criminal Forfeiture—Statutes
§ 26.03 Criminal Forfeiture—Procedure
§ 26.04 Criminal Forfeiture—Standard of Proof
§ 26.05 Criminal Forfeiture—Mandatory Component of Sentence
§ 26.06 Forfeiture Limited to Defendant’s Ownership Interest
§ 26.07 Personal Money Judgment Forfeiture
§ 26.08 Property Subject to Forfeiture
§ 26.09 Forfeiture of Substitute Assets
§ 26.10 Joint and Several Liability for Forfeiture Amount
§ 26.11 Application of Excessive Fines Clause to Forfeiture
§ 26.12 Offset
§ 26.13 Third Party Rights to Forfeited Property
§ 26.14 Third Party Rights—Procedure
§ 26.15 Pretrial Restraint of Assets
Chapter 27
CIVIL FORFEITURE
§ 27.01 Introduction to Civil Asset Forfeiture
§ 27.02 Civil Asset Forfeiture Statutes
§ 27.03 Disfavored Remedy?
§ 27.04 Need for an Underlying Offense
§ 27.05 Property Involved In or Traceable To
§ 27.06 Funds in Interbank Account Held by Foreign Bank
§ 27.07 Property Used to Facilitate
§ 27.08 Fungible Property—Section 984
§ 27.09 Innocent Owner Defense
§ 27.10 Excessive Fines Clause
§ 27.11 Double Jeopardy’s Application to Civil Forfeiture
§ 27.12 Statute of Limitations for Civil Forfeiture
§ 27.13 Transfer of Forfeited Assets to Foreign Country
§ 27.14 Terrorist Assets—Section 981(a)(1)(G)
§ 27.15 Terrorist Assets—IEEPA
§ 27.16 Civil Asset Forfeiture Procedure
PART VI:
STATE AND INTERNATIONAL
Chapter 28
STATE LEGISLATION
§ 28.01 Overview of State Anti-Money Laundering Legislation
§ 28.02 Role of State Anti-Money Laundering Legislation
§ 28.03 Federal-State Cooperation
§ 28.04 State Money Laundering Legislation
§ 28.05 Regulation of Money Services Businesses (MSBs)
Chapter 29
INTERNATIONAL STANDARDS
§ 29.01 Anti-Money Laundering at the International Level
§ 29.02 Elements of Effective Anti-Money Laundering Legislation
§ 29.03 Multinational Conventions
§ 29.04 Financial Action Task Force (FATF)
§ 29.05 FATF-Style Regional Bodies
§ 29.06 Egmont Group of Financial Intelligence Units (FIUs)
§ 29.07 Basel Committee on Banking Supervision
§ 29.08 International Association of Insurance Supervisors
§ 29.09 International Monetary Fund (IMF)
§ 29.10 International Organization of Securities Commissions
§ 29.11 Wolfsberg Group
§ 29.12 Notable International Money Laundering Prosecutions
Chapter 30
OF PRIMARY MONEY LAUNDERING CONCERN
§ 30.01 Introduction to Section 311 Special Measures
§ 30.02 Designating a Primary Money Laundering Concern
§ 30.03 Available Section 311 Special Measures
§ 30.03A Special Measures—Economic and Diplomatic
Considerations
§ 30.04 Definition of Correspondent/Payable-Through Account
§ 30.05 Selecting One or More Special Measures
§ 30.06 Exceptive Relief from Rules Requiring Special Measures
§ 30.07 Table of Section 311 Jurisdictions/Institutions
§ 30.08 FinCEN Interpretations
§ 30.09 Defending the Blackened Institution
§ 30.10 Major Money Laundering Countries
Table of Cases
Index
