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Securities

Securities books provide essential insights into the laws and regulations governing financial markets and investment practices. This category includes titles that cover key topics such as securities regulation, compliance requirements, investment strategies, and the role of financial institutions. Professionals in law, finance, and accounting will find valuable resources from leading publishers like Sweet & Maxwell, LexisNexis, and CCH, which are designed to enhance understanding and application of securities law in practice.
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  1. Securities Litigation Under the PSLRA (formerly Securities Litigation After the Reform Act) (1-year online subcription)
  2. IPO Banks: Pitch, Selection and Mandate
    • Author: Philippe Espinasse
    • Published In: May 2014
    • Jurisdiction: International
    HKD 390.00
  3. Derivatives Law and Regulation
    • Author: Gary E. Kalbaugh
    • Published In: August 2014
    • Jurisdiction: U.S.
    HKD 1,320.00
  4. Insider Trading and Market Manipulation: Investigating and Prosecuting Across Borders
    • Author: Janet Austin
    • Published In: December 2017
    • Jurisdiction: International

    List Price: HKD 1,508.00

    HKD 1,462.76 Save HKD 45.24 (3%)

  5. Cornerstone Investors: A Practice Guide for Asian IPOs
    • Author: Philippe Espinasse
    • Published In: January 2018
    • Jurisdiction: Asia, Hong Kong, Malaysia, Singapore

    List Price: HKD 350.00

    HKD 245.00 Save HKD 105.00 (30%)

  6. SFC Investigations and Enforcement Proceedings
    • Author: Nathan Dentice
    • Published In: October 2019
    • Jurisdiction: Hong Kong
    New Edition: 9789888932184
  7. A Practical Guide to Initial Public Offering in Hong Kong, 3rd Edition (e-Book)
    • Author: RSM Hong Kong; Charltons; ELLALAN
    • Published In: September 2020
    • Jurisdiction: Hong Kong

    List Price: HKD 1,980.00

    HKD 1,920.60 Save HKD 59.40 (3%)

  8. Securities and Futures Ordinance (CAP 571): Commentary and Annotations, 2025 Edition (Hardcopy + e-Book)
    • Author: Laurence Li SC
    • Published In: February 2025
    • Jurisdiction: Hong Kong

    List Price: HKD 3,500.00

    HKD 3,395.00 Save HKD 105.00 (3%)

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