Securities

Securities books provide essential insights into the laws and regulations governing financial markets and investment practices. This category includes titles that cover key topics such as securities regulation, compliance requirements, investment strategies, and the role of financial institutions. Professionals in law, finance, and accounting will find valuable resources from leading publishers like Sweet & Maxwell, LexisNexis, and CCH, which are designed to enhance understanding and application of securities law in practice.

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Banking & Finance Clear all
Securities and Futures Ordinance (CAP 571): Commentary and Annotations, 2025 Edition (Hardcopy + e-Book) −3%
Sweet & Maxwell Hong Kong

Securities and Futures Ordinance (CAP 571): Commentary and Annotations, 2025 Edition (Hardcopy + e-Book)

February 2025
Laurence Li SC
HKD 3,395.00 −3%
HKD 3,500.00
A Practical Guide to Initial Public Offering in Hong Kong, 3rd Edition (e-Book) −3%
Wolters Kluwer (HK) (formerly CCH)

A Practical Guide to Initial Public Offering in Hong Kong, 3rd Edition (e-Book)

September 2020
RSM Hong Kong; Charltons; ELLALAN
HKD 1,920.60 −3%
HKD 1,980.00
SFC Investigations and Enforcement Proceedings −3%
LexisNexis Hong Kong

SFC Investigations and Enforcement Proceedings

October 2019
Nathan Dentice
HKD 1,455.00 −3%
HKD 1,500.00
Cornerstone Investors: A Practice Guide for Asian IPOs −30%
Hong Kong University Press

Cornerstone Investors: A Practice Guide for Asian IPOs

January 2018
Philippe Espinasse
HKD 245.00 −30%
HKD 350.00
Insider Trading and Market Manipulation: Investigating and Prosecuting Across Borders −3%
Edward Elgar Publishing

Insider Trading and Market Manipulation: Investigating and Prosecuting Across Borders

December 2017
Janet Austin
HKD 1,462.76 −3%
HKD 1,508.00
Derivatives Law and Regulation
Aspen Legal Education

Derivatives Law and Regulation

August 2014
Gary E. Kalbaugh
HKD 1,320.00
IPO Banks: Pitch, Selection and Mandate
Palgrave Macmillan_

IPO Banks: Pitch, Selection and Mandate

May 2014
Philippe Espinasse
HKD 390.00
Securities Litigation Under the PSLRA (formerly Securities Litigation After the Reform Act) (1-year online subcription)
Wolters Kluwer Legal & Regulatory U.S. (Online)

Securities Litigation Under the PSLRA (formerly Securities Litigation After the Reform Act) (1-year online subcription)

Michael A. Perino; John F. Buckley IV
Price on request
8 titles

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Frequently Asked Questions

Securities books cover laws and regulations related to financial markets, including compliance and investment strategies.

Major publishers include Sweet & Maxwell, LexisNexis, and CCH.

Securities law textbooks are useful for legal professionals, financial analysts, and students in finance and law.