Market Conduct for Investment Managers: A Practical Guide

Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues.

Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.

Authored by David Berman, Financial Regulatory Partner at Latham & Watkins, who advises investment managers on market conduct-related issues and investigations.