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Securities and Financial Services Law 9th Edition

Securities and Financial Services Law 9th Edition

Author: Robert Baxt; Ashley Black; Pamela Hanrahan
Publisher: LexisNexis Australia
ISBN: 9780409343069
Published In: October 2016
Format: Paperback
Jurisdiction: Australia ? Disclaimer:
Countri(es) stated herein are used as reference only

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Description
Contents

Details

Now in its ninth edition, Securities and Financial Services Law is the leading legal analysis of securities and financial services law and regulation in Australia.

The book provides a comprehensive and practical treatment of the relevant parts of the Corporations Act and the Australian Securities and Investments Commission (ASIC) Act, the Australian Securities Exchange (ASX) Listing and ASIC Market Integrity Rules, ASIC policy, the market competition and Future of Financial Advice reforms, as well as reference to relevant case law.

An introductory chapter presents an overview of the development and shape of securities regulation in Australia. The balance of the work is structured into parts focusing on securities and financial product issuers, including continuous disclosure requirements, investor claims for defective disclosure and securities class actions; markets; intermediaries; and market conduct regulation.

Written by leading experts in the field, this book is a valuable resource for law and business students, legal practitioners, securities industry professionals, bankers and accountants.

Features:-

High level work on advanced corporations law area
Written by leading experts in the field
Comprehensive treatment of financial services regulation in a dynamic market

Part 1 Introduction

Chapter 1 Regulating Securities and Markets

Chapter 2 Administration of the Securities and Financial Services Laws

Chapter 3 The Statutory Definitions

Part 2 Issuers

Chapter 4 Regulation of Securities Offerings

Chapter 5 Conducting a Regulated Securities Offer

Chapter 6 Offering Financial Products other than Securities

Chapter 7 Continuous Disclosure

Chapter 8 liability for defective disclosure

Chapter 9 Investor Claims for Defective Disclosure

Part 3 Markets