Securities and Financial Services Law 9th Edition

Law › Banking / Finance

Securities and Financial Services Law 9th Edition

Edited by Robert Baxt · Ashley Black · Pamela Hanrahan
LexisNexis Australia October 2016

Specifications

ISBN-13
9780409343069
Publisher
LexisNexis Australia
Publication
October 2016
Format
Paperback
Jurisdiction
Australia ? Countri(es) for reference only
Price on request
New Edition is available now !
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Order Form
Save

Details

Now in its ninth edition, Securities and Financial Services Law is the leading legal analysis of securities and financial services law and regulation in Australia.

The book provides a comprehensive and practical treatment of the relevant parts of the Corporations Act and the Australian Securities and Investments Commission (ASIC) Act, the Australian Securities Exchange (ASX) Listing and ASIC Market Integrity Rules, ASIC policy, the market competition and Future of Financial Advice reforms, as well as reference to relevant case law.

An introductory chapter presents an overview of the development and shape of securities regulation in Australia. The balance of the work is structured into parts focusing on securities and financial product issuers, including continuous disclosure requirements, investor claims for defective disclosure and securities class actions; markets; intermediaries; and market conduct regulation.

Written by leading experts in the field, this book is a valuable resource for law and business students, legal practitioners, securities industry professionals, bankers and accountants.

Features:-

  • High level work on advanced corporations law area
  • Written by leading experts in the field
  • Comprehensive treatment of financial services regulation in a dynamic market

Table of Contents

Part 1 Introduction
Chapter 1 Regulating Securities and Markets
Chapter 2 Administration of the Securities and Financial Services Laws
Chapter 3 The Statutory Definitions

Part 2 Issuers
Chapter 4 Regulation of Securities Offerings
Chapter 5 Conducting a Regulated Securities Offer
Chapter 6 Offering Financial Products other than Securities
Chapter 7 Continuous Disclosure
Chapter 8 liability for defective disclosure
Chapter 9 Investor Claims for Defective Disclosure

Part 3 Markets
Chapter 10 Licensing of Market Providers
Chapter 11 Regulation of Market Participants in the Securities Markets
Chapter 12 Enforceability of the ASX Listing Rules

Part 4 Intermediaries
Chapter 13 Licensing Financial Intermediaries
Chapter 14 The Relationship Between Financial Services Licensees and Their Clients

Part 5 Market Conduct
Chapter 15 Mergers and Acquisitions
Chapter 16 Market Misconduct, Prohibited Conduct and Short Selling
Chapter 17 Insider Trading
Price on request
New Edition is available now !
  • Free HK shipping over HK$1,000
  • International shipping to 35+ countries
Order Form
Save

Recommended

You may also be interested in these books:

More titles from Banking / Finance

View all
A Practitioner's Guide to the Law and Regulation of Market Abuse 2nd Edition
Sweet & Maxwell U.K.

A Practitioner's Guide to the Law and Regulation of Market Abuse 2nd Edition

Karen Anderson; Andrew Procter; Jonathan Goodliffe
What Is Market Manipulation? An Analysis of the Concept in a European and Nordic Context
Brill Academic Publishers

What Is Market Manipulation? An Analysis of the Concept in a European and Nordic Context

Andri Fannar Bergborsson
HKD 3,112.20
Private Equity in Hong Kong (Student Edition)
LexisNexis Hong Kong_

Private Equity in Hong Kong (Student Edition)

Simon Luk
HKD 690.00
Research Handbook on Central Banking
Edward Elgar Publishing

Research Handbook on Central Banking

Peter Conti-Brown; Rosa Lastra
HKD 3,127.28
European Capital Markets Law, 3rd Edition
Hart Publishing

European Capital Markets Law, 3rd Edition

Rüdiger Veil
HKD 659.00
International Standard Banking Practice 2023 (ISBP)
International Chamber of Commerce

International Standard Banking Practice 2023 (ISBP)

ICC