Securities Law

Providing a comprehensive analysis and explanation of the law and procedure of the UK securities markets, Securities Law:

• Explains the EU regulations in depth and how they apply in the UK
• Presents analysis of English private law issues relating to securities transactions
• Includes in-depth analysis of the case law, statute and specific regulations relating to securities
• Covers the intricate processes and procedures involved in the admission of securities to listing and the preparation of prospectuses
• Analyses the implications of MiFID, Prospectus Directive, Transparency Obligations Directive, and most recent version of the FSA Handbook
• Considers the implications of the Company Act 2006 on this area
• Features analysis of the criminal law on insider dealing, fraud under the Fraud Act 2006, general offences under FSMA 2000, and the regulation of market abuse more generally
• Points out the potential liabilities and pitfalls in the issuing of securities, so you can avoid them
• Offers a detailed explanation of the regulatory system of the Alternative Investment Market (AIM)
• Provides clear guidance on how to handle the issue of unlisted securities
• Presents advice on the securities law implications arising from takeovers
• Includes guidance on the allotment of shares