Securities Law

Author: Professor Alastair Hudson
Publisher: Sweet & Maxwell U.K.
ISBN: 9781847033291
Published In: March 2008
Format: Hardback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

Details

Providing a comprehensive analysis and explanation of the law and procedure of the UK securities markets, Securities Law:

Explains the EU regulations in depth and how they apply in the UK
Presents analysis of English private law issues relating to securities transactions
Includes in-depth analysis of the case law, statute and specific regulations relating to securities
Covers the intricate processes and procedures involved in the admission of securities to listing and the preparation of prospectuses
Analyses the implications of MiFID, Prospectus Directive, Transparency Obligations Directive, and most recent version of the FSA Handbook
Considers the implications of the Company Act 2006 on this area
Features analysis of the criminal law on insider dealing, fraud under the Fraud Act 2006, general offences under FSMA 2000, and the regulation of market abuse more generally
Points out the potential liabilities and pitfalls in the issuing of securities, so you can avoid them
Offers a detailed explanation of the regulatory system of the Alternative Investment Market (AIM)
Provides clear guidance on how to handle the issue of unlisted securities
Presents advice on the securities law implications arising from takeovers
Includes guidance on the allotment of shares