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The Oxford Handbook of Financial Regulation

The Oxford Handbook of Financial Regulation

  • Author:
  • Publisher: Oxford University Press
  • ISBN: 9780199687213
  • Published In: November 2017
  • Format: Paperback , 784 pages
  • Jurisdiction: U.K. ? Disclaimer:
    Countri(es) stated herein are used as reference only

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  • Description 
  • Contents 
  • Author 
  • Details

    • A comprehensive and state-of-the-art survey of the nature and purpose of financial regulation
    • Features an international group of leading scholars in the field from law, politics, and economics
    • Provides a roadmap to current issues, the state of the literature, and avenues for future research

    The financial system and its regulation have undergone exponential growth and dramatic reform over the last thirty years. This period has witnessed major developments in the nature and intensity of financial markets, as well as repeated cycles of regulatory reform and development, often linked to crisis conditions. The recent financial crisis has led to unparalleled interest in financial regulation from policymakers, economists, legal practitioners, and the academic community, and has prompted large-scale regulatory reform. The Oxford Handbook of Financial Regulation is the first comprehensive, authoritative, and state-of-the-art account of the nature of financial regulation. Written by an international team of leading scholars in the field, it takes a contextual and comparative approach to examine scholarly, policy, and regulatory developments in the past three decades.

    The first three Parts of the Handbook address the underpinning horizontal themes which arise in financial regulation: financial systems and regulation; the organization of financial system regulation, including regional examples from the EU and the US; and the delivery of outcomes and regulatory techniques. The final three Parts address the major reoccurring objectives of financial regulation, widely regarded as the anchors of financial regulation internationally: financial stability; market efficiency, integrity, and transparency; and consumer protection.

    The Oxford Handbook of Financial Regulation will be an invaluable resource for scholars and students of financial regulation, and for economists, policy-makers and regulators.

    Readership: Academics, graduate students, and practitioners working in financial regulation and policy as well as policy-makers and regulators

  • Introduction
    Part I. Financial Systems and Regulation
    1: Simon Deakin: The Evolution of Theory and Method in Law and Finance
    2: Colin Mayer: Economic Development, Financial Systems, and the Law
    3: Frank Partnoy: Financial Systems, Crises, and Regulation
    Part II. The Organization of Financial System Regulation
    4: Eilís Ferran: Institutional Design: The Choices for National Systems
    5: Christopher Brummer and Matt Smallcomb: Institutional Design: The International Architecture
    6: Brigitte Haar: Organizing Regional Systems: The EU example
    7: Eric Pan: Organizing Regional Systems: The US Example
    Part III. Delivering Outcomes and Regulatory Techniques
    8: Julia Black: Regulatory Styles and Supervisory Strategies
    9: Jennifer Payne: The Role of Gatekeepers
    10: Iain MacNeil: Enforcement and Sanctioning
    Part IV. Financial Stability
    11: Rosa Lastra: Systemic Risk and Macroprudential Supervision
    12: Kern Alexander: The Role of Capital in Supporting Financial Stability
    13: Peter O. Mülbert: Managing Risk in the Financial System
    14: Michelle Everson: Regulating the Insurance Sector
    15: John Armour: Crisis Management and Resolution
    16: Douglas Arner: Cross-border Supervision of Financial Institutions
    Part V. Market Efficiency, Transparency, and Integrity
    17: Luca Enriques and Sergio Gilotta: Disclosure and Financial Market Regulation
    18: Andrew Tuch: Conduct of Business Regulation
    19: Guido Ferrarini: Regulating Financial Infrastructure
    20: Andreas Fleckner: Regulating Trading Practices
    21: Harry McVea: Supporting Market Integrity
    22: Emilios Avgouleas: Regulating Financial Innovation
    VI. Consumer Protection
    23: Dimity Kingsford Smith and Olivia Dixon: The Consumer Interest and the Financial Markets
    24: Niamh Moloney: Regulating the Retail Markets

  • Eilís Ferran is Professor of Company & Securities Law at the University of Cambridge and the University JM Keynes Fellow in Financial Economics. She is also a Professorial Fellow of St Catharine's College, Cambridge. Since April 2012 she has been Chair of the Law Faculty at Cambridge. She is the author of Principles of Corporate Finance Law (second edition OUP 2014, with Look Chan Ho)

    Niamh Moloney is Professor of Financial Markets Law at the London School of Economics and Political Science. She is the author of EU Securities and Financial Markets Regulation (third edition OUP 2014).

    Jennifer Payne is Professor of Corporate Finance Law at the University of Oxford and a fellow and tutor at Merton College, Oxford. Her recent publications include Corporate Finance Law: Principles and Policy (Hart, 2011, with Louise Gullifer).

     

    Contributors: 
    Kern Alexander is the Chair of Law and Finance at the University of Zurich, and Senior Research Fellow at the Centre for Financial Analysis & Policy, University of Cambridge.
    John Armour is the Hogan Lovells Professor of Law and Finance at the University of Oxford and a Fellow of Oriel College.
    Douglas Arner is a Professor in the Faculty of Law of the University of Hong Kong and Co-Director of the Duke University-HKU Asia-America Institute in Transnational Law.
    Emilios Avgouleas holds the International Banking Law and Finance Chair at the University of Edinburgh.
    Julia Black is Professor of Law and Pro Director for Research at the London School of Economics 
    Christopher Brummer is Professor of Law at Georgetown University.
    Simon Deakin is Professor of Law at the University of Cambridge and a Fellow of Peterhouse.
    Olivia Dixon is a Lecturer in the Regulation of Investment and Financial Markets at the University of Sydney Law School.
    Luca Enriques is the Allen & Overy Professor of Corporate Law at the University of Oxford, and a Fellow of Jesus College.
    Michelle Everson is Professor of Law in the School of Law at Birkbeck, University of London.
    Eilís Ferran is Professor of Company and Securities Law at the University of Cambridge, the University JM Keynes Fellow in Financial Economics, and a Fellow of St Catharine's College, Cambridge.
    Guido Ferrarini is Professor of Business Law and Capital Markets Law at the University of Genoa.
    Andreas Fleckner is a Senior Research Fellow at the Max Planck Institute for Comparative and International Private Law, Hamburg.
    Sergio Gilotta is Assistant Professor at the University of Bologna Faculty of Law.
    Brigitte Haar is the Chair for Private Law, German, European, and International Business Law, Law and Finance, and Comparative Law at the Johann Wolfgang Goethe-University in Frankfurt.
    Rosa Lastra is Professor in International Financial and Monetary Law at the Centre for Commercial Law Studies, Queen Mary University of London.
    Iain MacNeil is the Alexander Stone Chair of Commercial Law at the University of Glasgow.
    Colin Mayer is the Peter Moores Professor of Management Studies at the Saïd Business School, University of Oxford.
    Harry McVea is Professor of Law at the University of Bristol.
    Niamh Moloney is Professor of Financial Markets Law at the London School of Economics and Political Science. 
    Peter O. Mülbert is Professor of Law at the Faculty of Law and Economics, and Director of the Center for German and International Law of Financial Services, University of Mainz and a Fellow of Gutenberg Research College. 
    Eric Pan is Associate Professor of Law at the Benjamin N. Cardozo School of Law, Yeshiva University.
    Frank Partnoy is the George E. Barrett Professor of Law and Finance at the University of San Diego School of Law.
    Jennifer Payne is Professor of Corporate Finance Law at the University of Oxford and a Fellow of Merton College.
    Matt Smallcomb is at Georgetown University School of Law.
    Dimity Kingsford Smith is Professor of Law at the University of New South Wales.
    Andrew Tuch is Associate Professor of Law at Washington University Law.

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