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Market Conduct for Investment Managers: A Practical Guide 2nd Edition

Market Conduct for Investment Managers: A Practical Guide 2nd Edition

Market Conduct for Investment Managers: A Practical Guide 2nd Edition

Author: David Berman
Publisher: Sweet & Maxwell U.K.
ISBN: 9780414103702

Previous Edition ISBN: 9780414071537
Published In: June 2022
Format: Hardback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

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Description
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Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues. Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.

Covers the distinct range of market conduct issues faced by investment managers
A first-of-its-kind, providing a practical guide specifically targeted at those on the “buy-side”
Designed to help investment professionals navigate this important and complex area
Includes a wealth of case studies and real-world practical scenarios

This second edition includes new sections on:

The interplay between sustainable finance and MAR
Brexit implications
Alternative data and MAR
The impact of the post-pandemic ‘hybrid’ working model

Introduction

Legal and Regulatory Framework

Fundamental Principles

Scope and Territoriality of MAR

Inside Information / MNPI

Insider Dealing

Unlawful Disclosure

Market Manipulation

Market Soundings

Loans and Other “Out-of-Scope” Instruments

Company Meetings / Dialogue

Einhorn / Greenlight

Rumours

Suspicious Transactions and Orders

Common “Buy-Side” Issues

Practicalities

Remote and “Hybrid” Working

Scenarios

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